Kristin D. Williams
Professional summary
Kristin Deaundra Williams, who also goes by Kristin Deaundra Harris, is a registered financial professional currently at COMMERCE BROKERAGE SERVICES, INC. located in St Louis, Missouri and L.J. HART AND COMPANY located in St. Louis, Missouri.
Kristin is registered as a RR (Registered Representative) and started their career in finance in 2008. Kristin has worked at 2 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristin Deaundra Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2008 - Present
COMMERCE BROKERAGE SERVICES, INC.
Office #1: 8001 Forsyth Blvd, St Louis, MO 63105January 28, 2025 - Present
L.J. HART AND COMPANY
Office #1: 8001 Forsyth Blvd, St. Louis, MO 63105State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2008)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
L.J. HART AND COMPANY
CRD#: 28867 / SEC#: , 8-43976
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMERCE BANK | SOLE STOCKHOLDER | |
| HARMON, THOMAS DARIN | CHAIRMAN | 7787415 |
| PISARKIEWICZ, THOMAS JOHN | PRESIDENT/CEO/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/TREASURER | 5173363 |
| REECE, JOSEPH STEVEN | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 2227282 |
| ROWE, MARGARET MCSHANE | CORPORATE SECRETARY / GENERAL COUNSEL | 7576973 |
| SWANSON, ERIK ANDREW | EXECUTIVE VICE PRESIDENT | 4170204 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
L.J. HART AND COMPANY
CRD#: 28867St Louis, MO 63105TRUST BUT VERIFY
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