Susan R. Mathews
Professional summary
Susan Renee Mathews, who also goes by Susan Renee Kiger, Susan Renee Mikus, Susan Renee Tomcik, is a registered financial professional currently at THE LEADERS GROUP, INC. located in White Oak, Pennsylvania.
Susan is registered as a RR (Registered Representative) and started their career in finance in 2008. Susan has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Renee Mathews's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 1726 Lincoln Way, White Oak, PA 15131January 19, 2011 - July 1, 2020
NATIONWIDE SECURITIES, LLC
November 13, 2009 - January 4, 2011
PNC WEALTH MANAGEMENT LLC
February 7, 2008 - November 13, 2009
NATCITY INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/18/2021)
(9/16/2021)
(9/16/2021)
(7/1/2020)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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