Christopher M. Steinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Matthew Steinberg, who also goes by Christopher M Steinberg, Chris Steinberg, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2008. Christopher had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2022 - July 8, 2026
INTERACTIVE BROKERS LLC
June 8, 2020 - July 24, 2020
USAA INVESTMENT SERVICES COMPANY
September 13, 2019 - July 24, 2020
USAA INVESTMENT SERVICES COMPANY
September 13, 2019 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
August 17, 2018 - June 4, 2019
USAA INVESTMENT SERVICES COMPANY
August 17, 2018 - June 4, 2019
USAA FINANCIAL ADVISORS, INC.
January 4, 2017 - February 7, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
September 20, 2016 - February 7, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 1, 2013 - September 20, 2016
SII INVESTMENTS, INC.
December 14, 2009 - April 8, 2011
MSI FINANCIAL SERVICES, INC.
May 9, 2008 - November 10, 2008
PACIFIC SELECT DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERACTIVE BROKERS LLC
CRD#: 36418 / SEC#: , 8-47257
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IBG LLC | MANAGING MEMBER | |
| BRODY, PAUL JONATHAN | SECRETARY, PRINCIPAL OPERATIONS OFFICER | 1722066 |
| CHAIT, JONATHAN | EXECUTIVE VICE PRESIDENT, COO | 4582696 |
| FRIEDLAND, DAVID ERIC | MANAGING DIRECTOR-ASIAN OPERATIONS | 2715164 |
| GALIK, MILAN | CHIEF EXECUTIVE OFFICER | 2204066 |
| GELMAN, JONATHAN MICHAEL | CHIEF COMPLIANCE OFFICER | 5440103 |
| MANDELBAUM, ELAINE | GENERAL COUNSEL | 2957713 |
| MENICUCCI, JAMES | PRINCIPAL FINANCIAL OFFICER | 6590173 |
| SHAO-CHEN, KENGNING | TREASURER | 5910386 |
Disclosures
| Regulatory Event | 92 |
| Arbitration | 26 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
