DS
Dan D. Seeds
CETERA INVESTMENT ADVISERS LLC
DALLAS, TX 75240
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CRD#: 5477208
DS
Professional summary
Dan David Seeds Jr, who also goes by Dan David Seeds Jr., Dan David Seeds, Dave Seeds, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dallas, Texas and CETERA WEALTH SERVICES, LLC located in Dallas, Texas.
Dan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Dan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan David Seeds Jr. | Dan David Seeds | Dave Seeds
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: EXCEL VOLLEYBALL CLUB INVESTMENT RELATED: NO ADDRESS: 4717 PLANO PKWY, SUITE 110, CARROLLTON, TX 75010 NATURE OF BUSINESS: CLUB VOLLEYBALL START DATE: 9/2017 POSITION/TITLE/RELATIONSHIP: COACH CLUB VOLLEYBALL TEAM APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: COACH; 2. NAME OF OTHER BUSINESS: SUMMIT FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 1/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 18 APX NUMBER OF HOURS DURING TRADING HOURS: 18 BRIEF DESCRIPTION OF DUTIES: MANAGING RELATIONSHIPS OF CLIENTS THAT HAVE EMPLOYEE BENEFITS FOR THEIR COMPANIES. SOLICITING WEALTH MANAGEMENT SERVICES AND EMPLOYEE BENEFITS, SUCH AS 401K PLANS, FOR COMPANY EMPLOYEES;
CRS (Client Relationship Summary) - RIA
Click below to view Dan David Seeds Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5420 Lbj Freeway Ste 1940, Dallas, TX 75240RIA
CRD#: 105644
DALLAS, TX
Current
February 19, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5420 Lbj Freeway Ste 1940, Dallas, TX 75240BD
CRD#: 13572
Dallas, TX
Past
April 17, 2018 - February 4, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
DALLAS, TX
Past
April 17, 2018 - February 4, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
DALLAS, TX
Past
March 6, 2008 - March 12, 2018
BOK FINANCIAL SECURITIES, INC.
RIA
CRD#: 17530
MCKINNEY, TX
Past
February 20, 2008 - March 12, 2018
BOK FINANCIAL SECURITIES, INC.
BD
CRD#: 17530
MCKINNEY, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oklahoma(2/19/2025)
RR
Texas(2/19/2025)
IAR
Texas(2/19/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Dallas, TX 75240TRUST BUT VERIFY
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