Christopher M. Flores
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
CINCINNATI, OH 45236
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CRD#: 5477003
Professional summary
Christopher Michael Flores, CFP®, who also goes by Christopher Flores, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Cincinnati, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Cincinnati, Ohio.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Christopher has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Flores
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GREEN UMBRELLA, CINCINNATI OH 45250, 03/2016, BOARD MEMBER, VOLUNTEER, NIR, 2 HR/MO 1 HR/MO TRADING 2) CHRIS FLORES, CINCINATTI OH 45220, 12/2013, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 1 HR/MO 1 HR/MO TRADING 3) THREE CORNERS CAPITAL LLC, CINCINATTI OH 45236, 11/2014, OWNER, BUSINESS, INV REL, 160 HR/MO 120 HR/MO TRADING 4) FLORES AND FORTIN PLANNING GROUP LLC, CINCINATTI OH 45236, 08/2019, OWNER, BUSINESS, NIR, 5 HR/MO 5 HR/MO TRADING 5) CLIFTON AREA NEIGHBORHOOD SCHOOL PARENT TEACHER ORGANIZATION "PTO", 3711 CLIFTON AVE CINCINATTI OH, 07/2024, TREASURER, VOLUNTEER, NIR, 4 HR/MO 1 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Michael Flores's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 24, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 8044 Montgomery Road, Suite 265, Cincinnati, OH 45236RIA
CRD#: 134139
CINCINNATI, OH
Current
April 24, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 8044 Montgomery Road, Suite 265, Cincinnati, OH 45236BD
CRD#: 39543
Cincinnati, OH
Past
November 10, 2008 - April 25, 2023
OSAIC FA, INC.
RIA
CRD#: 3978
CINCINNATI, OH
Past
November 7, 2008 - April 25, 2023
OSAIC FA, INC.
BD
CRD#: 3978
CINCINNATI, OH
Past
April 2, 2008 - October 31, 2008
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CINCINNATI, OH
Past
March 19, 2008 - October 31, 2008
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/30/2025)
RR
California(4/24/2023)
RR
Colorado(4/24/2023)
RR
District of Columbia(4/24/2023)
RR
Florida(4/24/2023)
RR
Illinois(2/26/2025)
RR
Indiana(4/24/2023)
RR
Kansas(4/24/2023)
RR
Kentucky(4/24/2023)
RR
Michigan(4/24/2023)
RR
Missouri(4/24/2023)
RR
Nevada(4/24/2023)
RR
New York(4/24/2023)
RR
North Carolina(4/24/2023)
RR
Ohio(4/24/2023)
IAR
Ohio(4/24/2023)
RR
Oregon(4/24/2023)
RR
South Carolina(4/24/2023)
RR
Tennessee(4/24/2023)
RR
Texas(7/24/2024)
IAR
Texas(7/24/2024)
RR
Washington(4/24/2023)
RR
Wisconsin(7/11/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Cincinnati, OH 45236TRUST BUT VERIFY
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