Andrew M. Basinger

LIVE OAK PRIVATE WEALTH

WILMINGTON, NC 28403

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CRD#: 5476521

Professional summary

Andrew Marshall Basinger III, CFP®, who also goes by Andrew Basinger, is a registered financial advisor currently at LIVE OAK PRIVATE WEALTH, LLC located in Wilmington, North Carolina.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Andrew has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Basinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Marshall Basinger III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

August 31, 2018 - Present

LIVE OAK PRIVATE WEALTH, LLC

Office #1: 1741 Tiburon Drive, Wilmington, NC 28403

RIA

CRD#: 297904

WILMINGTON, NC

Past

May 16, 2008 - September 10, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WILMINGTON, NC

Past

February 8, 2008 - September 10, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WILMINGTON, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIVE OAK PRIVATE WEALTH, LLC

JOLLEY ASSET MANAGEMENT, A LIVE OAK PRIVATE WEALTH COMPANY | LIVE OAK WEALTH ADVISORS, LLC | LIVE OAK PRIVATE WEALTH, LLC

CRD#: 297904 / SEC#: 801-113818

RIA

Registered Investment Advisory firm - (8/13/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2008

General Securities Representative Examination

Current Firm

LIVE OAK PRIVATE WEALTH, LLC

JOLLEY ASSET MANAGEMENT, A LIVE OAK PRIVATE WEALTH COMPANY | LIVE OAK WEALTH ADVISORS, LLC | LIVE OAK PRIVATE WEALTH, LLC

CRD#: 297904 / SEC#: 801-113818

RIA

Registered Investment Advisory firm - (8/13/2018 Approved)

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Contact information

Main Address

1741 Tiburon Drive, Wilmington, NC 28403

Mailing Address

Phone number

(844) 469-5679

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIVE OAK PRIVATE WEALTH DISCLOSURE BROCHURE 10/8/2025 (10/8/2025)

LIVE OAK WEALTH WRAP PROGRAM 10/8/2025 (10/8/2025)

Regulatory assets under management

Total Number of Accounts	1,086
AUM (Assets Under Management)	$ 1,067,283,022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew M. Basinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Marshall Basinger III's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIVE OAK PRIVATE WEALTH, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

LIVE OAK PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2008

SIE

Date: 9/10/2018

Series 7

Date: 5/15/2008

Current Firm

LIVE OAK PRIVATE WEALTH, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIVE OAK PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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