Mary V. Miller

MISSION WEALTH MANAGEMENT, LP

Austin, TX 78746

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CRD#: 5476488

Professional summary

Mary Voll Miller, CFP®, who also goes by Mary Alice Miller, Mary Voll Miller, Mary Alice Voll, Mary Alice Voll Miller, is a registered financial advisor currently at MISSION WEALTH MANAGEMENT, LP located in Austin, Texas.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Mary has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mary Alice Miller | Mary Voll Miller | Mary Alice Voll | Mary Alice Voll Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MISSION WEALTH SECURITIES, LP; INVESTMENT RELATED; ADDRESS: 1111 CHAPALA ST 3RD FLOOR SANTA BARBARA, CA 93101; NATURE: REGISTERED INVESTMENT ADVISOR; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 3/2023; NUMBER OF HOURS: 20 TOTAL HOURS/MONTH, 15 OF THOSE DURING TRADING HOURS. DUAL REGISTRATION WITH MWS, LP, IS TEMPORARILY BEING APPROVED TO ASSIST IAR WITH TRANSITION TO THIS RIA TO ENSURE CONTINUED SERVICING OF CLIENTS. MWS, LP, IS NOT A RELATED ENTITY OF PER STIRLING CAPITAL MANAGEMENT, LLC. 2. UNIVERSITY OF TEXAS AT AUSTIN; NON-INVESTMENT RELATED; ADDRESS: 101 E 27TH ST AUSTIN, TX 78712; NATURE: EDUCATION; POSITION: TEACHER; START DATE: 1/2016; NUMBER OF HOURS: 5 HOURS/MONTH OUTSIDE OF TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Voll Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

March 2, 2023 - Present

MISSION WEALTH MANAGEMENT, LP

Office #1: 901 S. Mopac Expressway, Barton Oaks V, Suite 250, Austin, TX 78746

RIA

CRD#: 113057

Austin, TX

Past

September 30, 2011 - March 31, 2023

PER STIRLING CAPITAL MANAGEMENT, LLC

RIA

CRD#: 151671

AUSTIN, TX

Past

September 14, 2011 - March 31, 2021

B.B. GRAHAM & COMPANY, INC.

CRD#: 41533

AUSTIN, TX

Past

July 7, 2011 - December 4, 2014

HILL COUNTRY WEALTH MANAGEMENT

RIA

CRD#: 158124

AUSTIN, TX

Past

June 4, 2008 - September 16, 2011

CHOICE INVESTMENTS, INC.

CRD#: 17665

AUSTIN, TX

Past

January 15, 2008 - September 16, 2011

CHOICE ADVISORY GROUP, INC.

RIA

CRD#: 135226

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MISSION WEALTH MANAGEMENT, LP

MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC

CRD#: 113057 / SEC#: 801-61230

RIA

Registered Investment Advisory firm - (6/7/2002 Approved)

California

Registered Investment Advisory firm - (6/14/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/6/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/2008

General Securities Representative Examination

Current Firm

MISSION WEALTH MANAGEMENT, LP

MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC

CRD#: 113057 / SEC#: 801-61230

RIA

Registered Investment Advisory firm - (6/7/2002 Approved)

California

Registered Investment Advisory firm - (6/14/2002 Terminated)

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Contact information

Main Address

1111 Chapala Street 3rd Floor, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 882-2360

Established

Firm type

Fiscal year end

# of Employees

145

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MWM FORM ADV PART 2A - FIRM BROCHURE (5/20/2025)

Regulatory assets under management

Total Number of Accounts	12,456
AUM (Assets Under Management)	$ 10,024,060,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mary V. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Voll Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

PER STIRLING CAPITAL MANAGEMENT, LLC

B.B. GRAHAM & COMPANY, INC.

HILL COUNTRY WEALTH MANAGEMENT

CHOICE INVESTMENTS, INC.

CHOICE ADVISORY GROUP, INC.

Primary Firm SEC Registration

MISSION WEALTH MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/2008

Series 63

Date: 11/6/2006

SIE

Date: 10/1/2018

Series 7

Date: 6/2/2008

Current Firm

MISSION WEALTH MANAGEMENT, LP

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MISSION WEALTH MANAGEMENT, LP

TRUST BUT VERIFY

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