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MA

Michael S. Arrendale

BLUE OCEAN ATS
WEST PALM BEACH, FL 33401
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CRD#: 5476273
MA

Professional summary


Michael Shawn Arrendale is a registered financial professional currently at BLUE OCEAN ATS located in West Palm Beach, Florida.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 7 firms and has passed the Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Shawn Arrendale's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 19, 2025 - Present

BLUE OCEAN ATS

Office #1: 515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401
BD
CRD#: 306512
WEST PALM BEACH, FL
Past

May 1, 2024 - July 11, 2024

APEX CLEARING CORPORATION

BD
CRD#: 13071
Chicago, IL
Past

November 11, 2015 - May 1, 2024

CODA MARKETS, INC.

BD
CRD#: 36187
WILMETTE, IL
Past

July 1, 2013 - April 20, 2015

VIRTU AMERICAS LLC

BD
CRD#: 149823
CHICAGO, IL
Past

December 16, 2010 - June 11, 2014

GETCO EXECUTION SERVICES LLC

BD
CRD#: 145021
CHICAGO, IL
Past

August 3, 2010 - July 1, 2013

GETCO SECURITIES, LLC

BD
CRD#: 151233
CHICAGO, IL
Past

January 31, 2008 - June 11, 2014

OCTEG, LLC

BD
CRD#: 117429
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BO
BLUE OCEAN ATS
BLUE OCEAN ATS | BLUE OCEAN ATS, LLC

CRD#: 306512 / SEC#: , 8-70452

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401
Mailing Address
515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401
Phone number
(917) 533-5595
Established
Delaware since 10/31/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BLUE OCEAN TECHNOLOGIES, LLCMANAGING MEMBER
BEATON, DANIEL STEWARTREGISTERED FINANCIAL PRINCIPAL4240769
BROWN, JASON MATTHEWHEAD OF SALES AND ATS OPERATIONS2334010
HYNDMAN, BRIAN KEITHPRESIDENT & CEO2281837
MEADE, CHRISTOPHER HILARYCHIEF COMPLIANCE OFFICER2629159
WISHIK, EDWARDCHIEF FINANCIAL OFFICER2264777

Red Flags


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Company Information


BLUE OCEAN ATS

CRD#: 306512West Palm Beach, FL 33401

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