JP
John K. Palladino
KESTRA ADVISORY SERVICES
San Mateo, CA
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CRD#: 5475717
JP
Professional summary
John Keith Palladino, AIF®, who also goes by John K. Palladino, John Palladino, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in San Mateo, California and KESTRA INVESTMENT SERVICES, LLC located in San Mateo, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. John has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John K. Palladino | John Palladino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: 10 Scenic Way Homeowners Association Investment Related: No Address: 10 Scenic Way San Mateo CA 94403 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Other Other/None of the Above None. Position, Title or Relationship: Director. Start Date: 4/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Board meetings. Business Name: 401(k) & 403(b) Fiduciary Advisors, Inc. Investment Related: Yes Address: 10 Scenic Way, Suite 108 San Mateo CA 944033128 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Legal/Attorney/Trustee/Executor; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Other, 100% Owner, President & CEO, Investment Advisory Representative (IAR). Start Date: 5/24/2010 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Fiduciary and investment guidance for institutional plan sponsors of 401(k), 403(b) and 457 defined contribution plans. Duties include plan design, fee benchmarking, provider searches, investment due diligence, fiduciary compliance, participant education communication and education. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
CRS (Client Relationship Summary) - RIA
Click below to view John Keith Palladino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
San Mateo, CA
Current
July 23, 2014 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
San Mateo, CA
Past
July 23, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
SAN MATEO, CA
Past
September 7, 2010 - July 24, 2014
FINANCIAL TELESIS INC
RIA
CRD#: 31012
San Mateo, CA
Past
March 4, 2008 - July 24, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
San Mateo, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/23/2014)
IAR
California(4/18/2016)
RR
Florida(9/15/2022)
RR
Nevada(9/27/2016)
RR
Texas(12/6/2024)
IAR
Texas(3/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
