JD
Justin M. Dyer
AWM CAPITAL
Los Angeles, CA 90014
Some features on this profile are disabled
CRD#: 5474967
JD
Professional summary
Justin Michael Dyer, CFP®, who also goes by Justin Dyer, is a registered financial advisor currently at AWM CAPITAL, LLC located in Los Angeles, California.
Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Justin has worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Justin Dyer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AWM Ventures LLC, Investment Related, 1 N 1st St Floor 7, Phoenix, AZ 85004, Venture Capital Investing, 1/2018, 2 hours per month, 2 hours per month, Owner AWM Capital has a contractual agreement with Bridge Advisory LLC, formerly PHC Inc. In this arrangement, a portion of Justin's monthly hours are dedicated to investment-related business for Bridge Advisory/PHC. AWM charges Bridge a monthly fee for these hours. Justin does not work additional hours for Bridge/PHC and does not receive additional compensation for his work for Bridge/PHC as a portion of his regular work hours are dedicated to fulfilling this agreement.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Michael Dyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
April 12, 2019 - Present
AWM CAPITAL, LLC
Office #1: 612 S Broadway Floor 4, Los Angeles, CA 90014RIA
CRD#: 287980
Los Angeles, CA
Past
April 30, 2020 - February 26, 2021
ADDWEALTH ADVISORS, LLC
RIA
CRD#: 306554
PASADENA, CA
Past
April 12, 2019 - June 15, 2022
BRIDGE ADVISORY LLC
RIA
CRD#: 148282
PASADENA, CA
Past
April 12, 2019 - January 18, 2023
RETIREMENT WELLNESS GROUP
RIA
CRD#: 297255
Pasadena, CA
Past
September 10, 2013 - November 2, 2016
WAYPOINT WEALTH PARTNERS
RIA
CRD#: 131155
SAN FRANCISCO, CA
Past
March 11, 2011 - September 20, 2013
ROOF EIDAM MAYCOCK PERALTA LLC
RIA
CRD#: 106696
SAN FRANCISCO, CA
Past
September 8, 2009 - February 13, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN FRANCISCO, CA
Past
September 8, 2009 - August 16, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN FRANCISCO, CA
Past
October 8, 2008 - September 8, 2009
ASSOCIATED SECURITIES CORP.
RIA
CRD#: 12969
SAN FRANCISCO, CA
Past
February 20, 2008 - September 8, 2009
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AWM CAPITAL, LLC
ATHLETE WEALTH MANAGEMENT | AWM CAPITAL, LLC | AWM CAPITAL TAX | AWM
CRD#: 287980 / SEC#: 801-114373
RIA
Registered Investment Advisory firm - (12/3/2018 Approved)Arizona
Registered Investment Advisory firm - (3/16/2020 Terminated)California
Registered Investment Advisory firm - (4/15/2020 Terminated)Florida
Registered Investment Advisory firm - (3/16/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/19/2020 Terminated)New Hampshire
Registered Investment Advisory firm - (3/27/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/2/2020 Terminated)Texas
Registered Investment Advisory firm - (3/16/2020 Terminated)Washington
Registered Investment Advisory firm - (5/1/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/12/2019)
IAR
Texas(11/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AC
AWM CAPITAL, LLC
ATHLETE WEALTH MANAGEMENT | AWM CAPITAL, LLC | AWM CAPITAL TAX | AWM
CRD#: 287980 / SEC#: 801-114373
RIA
Registered Investment Advisory firm - (12/3/2018 Approved)Arizona
Registered Investment Advisory firm - (3/16/2020 Terminated)California
Registered Investment Advisory firm - (4/15/2020 Terminated)Florida
Registered Investment Advisory firm - (3/16/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/19/2020 Terminated)New Hampshire
Registered Investment Advisory firm - (3/27/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/2/2020 Terminated)Texas
Registered Investment Advisory firm - (3/16/2020 Terminated)Washington
Registered Investment Advisory firm - (5/1/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 N. 1st Street Suite 525, Phoenix, AZ 85004
Mailing Address
5227 N 7th St Ste 18036, Phoenix, AZ 85014
Phone number
(323) 940-1339
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,586 |
| AUM (Assets Under Management) | $ 1,152,024,220 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/16/2024 | ||
| 04/15/2024 | ||
| 01/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
