Therese A. Webster
Professional summary
Therese Ann Webster, who also goes by Terry Webster, Theresa A Webster, Therese A Webster, Therese Ann Webster, Terry Wegrzyn, Therese A Wegrzyn, Therese Ann Wegrzyn, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Therese is registered as a RR (Registered Representative) and started their career in finance in 2008. Therese has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Therese Ann Webster's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Spartan Way, Merrimack, NH 03054January 4, 2021 - April 11, 2023
EMPOWER FINANCIAL SERVICES, INC.
July 17, 2014 - January 4, 2021
MML INVESTORS SERVICES, LLC
May 21, 2013 - June 23, 2014
VOYA FINANCIAL PARTNERS, LLC
April 20, 2012 - November 5, 2012
JANNEY MONTGOMERY SCOTT LLC
April 16, 2012 - November 5, 2012
JANNEY MONTGOMERY SCOTT LLC
June 6, 2011 - June 28, 2011
LPL FINANCIAL LLC
May 31, 2011 - June 28, 2011
LPL FINANCIAL LLC
November 3, 2010 - June 1, 2011
NEWALLIANCE INVESTMENTS, INC.
August 26, 2008 - January 29, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 4, 2008 - January 29, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 4, 2008 - June 19, 2008
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(5/1/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
