Nelson Pereira

NAPLES WEALTH PLANNING

BONITA SPRINGS, FL 34103

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CRD#: 5474021

Professional summary

Nelson Pereira, CFP®, who also goes by Nelson Filipe Pereira, Nelson Pereira, is a registered financial advisor currently at NAPLES WEALTH PLANNING located in Bonita Springs, Florida and THE LEADERS GROUP, INC. located in Bonita Springs, Florida.

Nelson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Nelson has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nelson Filipe Pereira | Nelson Pereira

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) NAPLES INSURANCE STRATEGIES - 10/1/2021 - 3301 Bonita Beach Road, Bonita Springs, FL 34134 - Director insurance & planning, Principle, Invt Rel, Insurance business, 80 hrs/mo; 80 hrs/mo (during trading hours). 2.) NAPLES WEALTH PLANNING - 6/24/2019 - 3301 Bonita Beach Road, Bonita Springs, FL 34134 - Managing Director, Wealth advisor, Invt Rel, RA, 80 hrs/mo; 80 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nelson Pereira's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

June 28, 2024 - Present

NAPLES WEALTH PLANNING

Office #1: 3301 Bonita Beach Road Suite 308, Bonita Springs, FL 34103

RIA

CRD#: 330316

BONITA SPRINGS, FL

Current

July 2, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 3301 Bonita Beach Road, Suite 308, Bonita Springs, FL 34134

CRD#: 37157

Bonita Springs, FL

Past

June 28, 2024 - September 30, 2024

IMPRINT WEALTH LLC

RIA

CRD#: 322130

Naples, FL

Past

August 21, 2023 - August 11, 2025

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

CRD#: 7388

NAPLES, FL

Past

July 17, 2023 - June 17, 2024

IMPRINT WEALTH LLC

RIA

CRD#: 322130

Naples, FL

Past

February 16, 2021 - December 26, 2023

CRD#: 7784

NAPLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAPLES WEALTH PLANNING

NAPLES WEALTH PLANNING | PRICE WEALTH MANAGEMENT | NAPLES WEALTH PLANNING, LLC

CRD#: 330316 / SEC#: 801-129895

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/25/2025)

IAR

Florida
(6/28/2024)

Florida
(7/2/2025)

Idaho
(7/25/2025)

Maryland
(7/25/2025)

Massachusetts
(7/25/2025)

Michigan
(7/25/2025)

Minnesota
(7/25/2025)

New Mexico
(7/25/2025)

North Carolina
(7/25/2025)

Ohio
(7/25/2025)

Oklahoma
(7/25/2025)

Pennsylvania
(7/25/2025)

Texas
(7/25/2025)

Vermont
(7/2/2025)

Virginia
(7/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/15/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/15/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/5/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NAPLES WEALTH PLANNING

NAPLES WEALTH PLANNING | PRICE WEALTH MANAGEMENT | NAPLES WEALTH PLANNING, LLC

CRD#: 330316 / SEC#: 801-129895

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

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Contact information

Main Address

3301 Bonita Beach Road Suite 308, Bonita Springs, FL 34103

Mailing Address

Phone number

(239) 330-4183

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWP FORM ADV 2A - (AMENDED OCTOBER 2025) (10/24/2025)

NAPLES WEALTH PLANNING, LLC - ADV 2A (10/24/2025)

Regulatory assets under management

Total Number of Accounts	795
AUM (Assets Under Management)	$ 356,289,605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nelson Pereira

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nelson Pereira's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

IMPRINT WEALTH LLC

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

IMPRINT WEALTH LLC

LAIDLAW & COMPANY (UK) LTD.

LAIDLAW WEALTH MANAGEMENT LLC

CAPITALROCK FINANCIAL, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

NAPLES WEALTH PLANNING

State Registrations and Notice Filings

Exams

Series 66

Date: 9/15/2008

Series 63

Date: 5/15/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/5/2008

FINRA

Current Firm

NAPLES WEALTH PLANNING

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAPLES WEALTH PLANNING

TRUST BUT VERIFY

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