Jeremiah J. Smith

BROOKSTONE WEALTH ADVISORS

Wausau, WI 54401

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CRD#: 5473307

Professional summary

Jeremiah Joel Smith, CFP®, CLU®, who also goes by Jere Joel Smith, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Wausau, Wisconsin.

Jeremiah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jeremiah has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jere Joel Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JEREMIAH SMITH; INVESTMENT RELATED; 151577 KINGFISHER LN, SUITE B, WAUSAU, WI 54401; INSURANCE; OWNER; STARTED 02/2008; 60 HOURS/MONTH DEVOTED; 60 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; SOLE PROPRIETOR SELLING LIFE, ANNUITIES, LTC, AND DISABILITY INSURANCE USING MULTIPLE COMPANIES 2) NORTHERN WAY WEALTH MANAGEMENT; INVESTMENT RELATED; 151577 KINGFISHER LN, SUITE B, WAUSAU, WI 54401; INVESTMENT ADVISORY; OWNER; STARTED 08/2015; 40 HOURS/WEEK DEVOTED; 40 HOURS/WEEK DEVOTED DURING SECURITIES TRADING HOURS; OFFER INVESTMENT ADVISORY SERVICES. 3) AMERICAN RETIREMENT INSTITUTE, INVESTMENT RELATED; 151577 KINGFISHER LN, SUITE B, WAUSAU, WI 54401; RETIREMENT COURSES; INSTRUCTOR; STARTED 06/2019; 4 HOURS PER MONTH DEVOTED; 0 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS; INSTRUCTOR FOR RETIREMENT COURSES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremiah Joel Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

CLU^®

Chartered Life Underwriter

Experience

Current

August 31, 2015 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 311 Financial Way, Ste 220, Wausau, WI 54401

RIA

CRD#: 137658

Wausau, WI

Past

September 14, 2015 - February 22, 2016

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

Wausau, WI

Past

April 9, 2014 - September 14, 2015

MIDWEST PROFESSIONAL PLANNERS, LTD.

RIA

CRD#: 112995

WAUSAU, WI

Past

April 9, 2014 - September 2, 2015

APW CAPITAL, INC.

CRD#: 43814

WAUSAU, WI

Past

November 20, 2013 - April 2, 2014

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SCHOFIELD, WI

Past

October 16, 2013 - April 2, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

SCHOFIELD, WI

Past

October 30, 2012 - October 22, 2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

WAUSAU, WI

Past

November 20, 2009 - October 22, 2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

WAUSAU, WI

Past

January 21, 2008 - October 26, 2009

CATHOLIC FINANCIAL SERVICES CORPORATION

CRD#: 37185

WAUSAU, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/19/2021)

IAR

Wisconsin
(8/31/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/18/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeremiah J. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremiah Joel Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAYLOR CAPITAL MANAGEMENT INC.

MIDWEST PROFESSIONAL PLANNERS, LTD.

APW CAPITAL, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CATHOLIC FINANCIAL SERVICES CORPORATION

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2012

Series 63

Date: 1/18/2008

SIE

Date: 2/22/2016

Series 6

Date: 1/18/2008

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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