Lori H. Moncada

BANKERS LIFE ADVISORY SERVICES

MIDDLEBORO, MA 02346

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CRD#: 5473199

Professional summary

Lori H Moncada, ChFC®, who also goes by Lori Marie Hitzelberger, Lori Moncada, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Middleboro, Massachusetts and BANKERS LIFE SECURITIES, INC. located in Middleboro, Massachusetts.

Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Lori has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lori Marie Hitzelberger | Lori Moncada

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BANKERS LIFE AND CASUALTY POSITION: INSURANCE AGENT NATURE: LIFE/HEALTH INSURANCE INVESTMENT RELATED: NO HOURS: 15 INVESTMENT RELATED HOURS: 3 START DATE: 09/05/2005 ADDRESS: 16 COMMERCE BLVD #3, MIDDLEBORO MA 02360 DESCRIPTION: CREATE PLANNING SOLUTIONS FOR CLIENTS USING BANKERS LIFE INSURANCE PRODUCTS- EIA IS ONE SUCH SOLUTION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori H Moncada's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

September 2, 2016 - Present

BANKERS LIFE ADVISORY SERVICES, INC.

Office #1: 16 Commerce Blvd, Middleboro, MA 02346

RIA

CRD#: 281285

MIDDLEBORO, MA

Current

May 26, 2016 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 16 Commerce Blvd, Middleboro, MA 02346

CRD#: 173962

Middleboro, MA

Past

June 7, 2010 - May 27, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

MIDDLEBORO, MA

Past

June 3, 2010 - May 26, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

MIDDLEBORO, MA

Past

February 11, 2009 - May 28, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

MIDDLEBORO, MA

Past

March 26, 2008 - May 28, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

MIDDLEBORO, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/5/2025)

Arizona
(1/13/2025)

California
(1/9/2025)

Colorado
(2/20/2025)

Connecticut
(1/8/2025)

District of Columbia
(5/26/2016)

Florida
(5/27/2016)

Indiana
(1/13/2025)

Maine
(4/26/2022)

Massachusetts
(5/26/2016)

IAR

Massachusetts
(9/2/2016)

Missouri
(5/26/2016)

Montana
(8/26/2025)

Nevada
(3/7/2017)

New Hampshire
(1/8/2019)

New Jersey
(1/8/2025)

New Mexico
(10/11/2018)

New York
(5/26/2016)

North Carolina
(12/19/2018)

Ohio
(1/30/2025)

Pennsylvania
(1/9/2025)

Rhode Island
(5/26/2016)

South Carolina
(12/19/2018)

Texas
(5/26/2016)

Utah
(12/1/2022)

Vermont
(2/7/2025)

Virginia
(5/26/2016)

Washington
(3/25/2025)

West Virginia
(1/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/2/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/24/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/25/2008

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

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Contact information

Main Address

303 E. Wacker Drive 5th Fl, Chicago, IL 60601

Mailing Address

Phone number

(844) 553-9083

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)

BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	14,938
AUM (Assets Under Management)	$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lori H. Moncada

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori H Moncada's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKERS LIFE SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

Primary Firm SEC Registration

BANKERS LIFE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/2/2009

Series 63

Date: 4/24/2008

SIE

Date: 10/1/2018

Series 7

Date: 8/6/2008

Series 6

Date: 3/25/2008

Series 24

Date: 6/28/2014

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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