Thomas M. Fox
STRATEGIC ADVISERS LLC | Vice President, Wealth Planner
VALHALLA, NY
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CRD#: 5472644
Professional summary
Thomas M. Fox, CFP®, who also goes by Thomas M Fox, Thomas Manning Fox, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Valhalla, New York and FIDELITY BROKERAGE SERVICES LLC located in Chappaqua, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Thomas has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
I take a holistic approach to financial planning incorporating each component of my clients financial situation. I use the breadth of resources available to me to help clients work towards their goals and create an exceptional client experience.
Question & Answer
What are your service offerings?
Investment Planning
Insurance Planning
Retirement Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Education Planning
Health Care
Estate Planning
Long-term Care
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Thomas M Fox | Thomas Manning Fox
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas M. Fox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Education
Iona College
Bachelor of Business Administration - Marketing
2006
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 480 Bedford Road, Chappaqua, NY 10514RIA
CRD#: 104555
VALHALLA, NY
Current
May 13, 2014 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 480 Bedford Road, Chappaqua, NY 10514BD
CRD#: 7784
Chappaqua, NY
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
VALHALLA, NY
Past
March 4, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MT KISCO, NY
Past
June 27, 2012 - April 21, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
STAMFORD, CT
Past
June 27, 2012 - April 21, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
STAMFORD, CT
Past
August 12, 2011 - June 20, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
HOPEWELL JUNCTION, NY
Past
February 12, 2008 - June 20, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
HOPEWELL JUNCTION, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/12/2018)
RR
California(8/8/2020)
RR
Colorado(12/3/2019)
RR
Connecticut(5/13/2014)
RR
Delaware(9/27/2019)
RR
Florida(5/13/2014)
RR
Georgia(9/16/2021)
RR
Illinois(8/8/2020)
RR
Maine(10/9/2020)
RR
Maryland(3/25/2023)
RR
Massachusetts(1/2/2015)
RR
Minnesota(7/19/2024)
RR
Missouri(10/18/2024)
RR
New Jersey(5/13/2014)
RR
New York(5/13/2014)
IAR
New York(3/31/2025)
RR
North Carolina(9/27/2019)
RR
Pennsylvania(4/22/2021)
RR
South Carolina(2/12/2021)
RR
Tennessee(3/4/2022)
IAR
Texas(3/31/2025)
RR
Vermont(9/18/2020)
RR
Virginia(3/25/2023)
RR
Washington(3/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Valhalla, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
