James J. Marrocco
THINKING BIG FINANCIAL
BROOKLYN, NY 11231
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CRD#: 5472578
Professional summary
James J Marrocco JR, CFP®, who also goes by Jim Marrocco, is a registered financial advisor currently at THINKING BIG FINANCIAL located in Brooklyn, New York.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. James has worked at 1 firm .
Biography
After studying accounting and finance at Georgetown University, I spent ten years working for an asset management firm (a long-short equity hedge fund) picking stocks to invest in and sell short. The business taught me a discipline about investing, how to understand companies, industries and market psychology. Most of all, the years of working, learning and studying helped me to develop an investment process and set of beliefs, which I strongly adhere to.
Despite not working in personal finance, I occasionally found friends and family coming to me asking an assortment of questions about taxes, investments and “the market,” among other things. While it took me a while to realize, I learned that these conversations and relationships were very fulfilling. And I also found how powerful advice, a different perspective or to be heard could impact people’s lives. It motivated me to bring my skillset into a different environment to help a different community: everyday people.
And so that is where the idea of my business came from — putting together the inspiration of helping people achieve their dreams by using my investment experience to create positive change in people’s financial lives. I am a true believer that it is through a roadmap that we realize our aspirations no matter how big or small. And our financial lives often play a large role in that. A financial plan allowed me to take this step in creating my own business and I feel that with a plan, anyone can be a step closer to their life’s dreams.
Visit my website to learn more.
Question & Answer
What are your service offerings?
Education Planning
Employee and Employer Plan Ben...
Budgeting
Investment Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Business Owners
Entrepreneurs
Fixed Fee (Subscription, Retai...
Investment Advice with Ongoing...
LGBT Couples and Families
Millennials
Are you a "fiduciary"?
Yes
Aliases
Jim Marrocco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James J Marrocco JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
March 13, 2019 - Present
THINKING BIG FINANCIAL
Office #1: 355 Court Street 2nd Floor, Brooklyn, NY 11231RIA
CRD#: 287476
BROOKLYN, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
THINKING BIG FINANCIAL
''THINKING BIG FINANCIAL INC. | THINKING BIG FINANCIAL INC. | THINKING BIG FINANCIAL
CRD#: 287476 / SEC#: 801-123485
RIA
Registered Investment Advisory firm - (3/18/2022 Approved)New Jersey
Registered Investment Advisory firm - (4/13/2022 Terminated)New York
Registered Investment Advisory firm - (3/22/2022 Terminated)Texas
Registered Investment Advisory firm - (3/22/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(6/22/2021)
IAR
Texas(3/23/2020)
Exams
Current Firm
THINKING BIG FINANCIAL
''THINKING BIG FINANCIAL INC. | THINKING BIG FINANCIAL INC. | THINKING BIG FINANCIAL
CRD#: 287476 / SEC#: 801-123485
RIA
Registered Investment Advisory firm - (3/18/2022 Approved)New Jersey
Registered Investment Advisory firm - (4/13/2022 Terminated)New York
Registered Investment Advisory firm - (3/22/2022 Terminated)Texas
Registered Investment Advisory firm - (3/22/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
355 Court Street 2nd Floor, Brooklyn, NY 11231
Mailing Address
Phone number
(973) 224-1145
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 333 |
| AUM (Assets Under Management) | $ 74,535,371 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
