James J Marrocco Jr
CFP®Professional Summary
James J Marrocco JR, CFP®, who also goes by Jim Marrocco, is a registered financial advisor currently at THINKING BIG FINANCIAL located in Brooklyn, New York. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. James has worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Education Funding
- Business Services
- Cashflow & Budgeting
- Investment Management
- Financial Planning
Specializations
Biography
After studying accounting and finance at Georgetown University, I spent ten years working for an asset management firm (a long-short equity hedge fund) picking stocks to invest in and sell short. The business taught me a discipline about investing, how to understand companies, industries and market psychology. Most of all, the years of working, learning and studying helped me to develop an investment process and set of beliefs, which I strongly adhere to. Despite not...
Other Aliases
Jim Marrocco
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
''THINKING BIG FINANCIAL INC. | THINKING BIG FINANCIAL INC. | THINKING BIG FINANCIAL
Contact Information
Main Address
355 Court Street 2nd Floor, Brooklyn, NY 11231Phone Number
(973) 224-1145# of Employees
2SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
395AUM (Assets Under Management)
$93,028,025Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
''THINKING BIG FINANCIAL INC. | THINKING BIG FINANCIAL INC. | THINKING BIG FINANCIAL
State Registrations and Notice Filings
(6/22/2021)
(3/23/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view James J Marrocco JR's CRS (Customer Relationship Summary).
Services Offered by James
- Education Funding
- Business Services
- Cashflow & Budgeting
- Investment Management
- Financial Planning
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