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Sean M. O'toole

O'TOOLE STRATEGIC INVESTMENTS LLC
Longwood, FL 32779
Some features on this profile are disabled
CRD#: 5472439
SO

Professional summary

Sean Michael O'toole, who also goes by Sean O'toole, is a registered financial advisor currently at O'TOOLE STRATEGIC INVESTMENTS LLC located in Longwood, Florida.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Sean has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sean O'toole

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The O'Toole Group; Investment related: Yes; Address: Longwood, Florida Nature: Insurance; Position: Licensed Insurance Agent & Broker; Start: 03/2011; hours/month, during securities trading: 100; Duties: Insurance sales

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CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael O'toole's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2022 - Present

O'TOOLE STRATEGIC INVESTMENTS LLC

Office #1: 900 Fox Valley Drive Suite 206, Longwood, FL 32779
RIA
CRD#: 310758
Longwood, FL
Past

February 12, 2008 - February 22, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WINTER PARK, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/3/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/4/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/21/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 2/11/2008
Investment Company Products/Variable Contracts Representative Examination

Current Firm

OS
O'TOOLE STRATEGIC INVESTMENTS LLC
O'TOOLE STRATEGIC INVESTMENTS LLC

CRD#: 310758 / SEC#:

Florida
Registered Investment Advisory firm - (12/7/2020 Approved)
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Contact information

Main Address
900 Fox Valley Drive Suite 206, Longwood, FL 32779
Mailing Address
Phone number
(407) 786-4026
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

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Company Information

O'TOOLE STRATEGIC INVESTMENTS LLC

CRD#: 310758Longwood, FL 32779

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