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Jeffrey D. Seltzer

Some features on this profile are disabled
CRD#: 5472389
JS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey David Seltzer, who also goes by Jeff Seltzer, Jeffrey Davis Seltzer, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2008. Jeffrey had worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Seltzer | Jeffrey Davis Seltzer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MEMBER OF BOARD OF ASPEN PUBLIC RADIO STATION - ASPEN, CO. 02/2011 TO PRESENT. NOT INVESTMENT RELATED. BOARD MEMBER. PUBLIC RADIO STATION. THE POSITION IS VOLUNTARY. I AM INVOLVED IN TYPICAL BOARD RESPONSIBILITIES, INCLUDING APPROVING THE ANNUAL BUDGET, PERSONNEL ISSUES AT THE STATION, THE BI ANNUAL PLEDGE DRIVE, AND INFRASTRUCTURE DECISIONS. 2 HOURS WEEKLY. 2 HOURS DURING TRADING. 2. BOARD OF ADVISORS MANAUS FUND - CARBONDALE, CO. 04/2008 TO PRESENT. NOT INVESTMENT RELATED. BOARD OF ADVISORS MEMBER. NON-PROFIT SOCIAL ENTREPRENEURSHIP FUND. THE POSITION IS VOLUNTARY. I AM INVOLVED IN TYPICAL BOARD RESPONSIBILITIES, INCLUDING APPROVING THE ANNUAL BUDGET, PERSONNEL ISSUES AT THE STATION, THE BI ANNUAL PLEDGE DRIVE, AND INFRASTRUCTURE DECISIONS. 1 HOUR WEEKLY. 1 HOUR DURING TRADING. 3. SULLIVAN AND ASSOCIATES,ASPEN, CO, SUPPORT COMPANY/DBA (NON-OWNER), NON-INVESTMENT RELATED, 04/2008, 0 HRS PER MONTH, 0 HRS DURING TRADING.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 2, 2009 - July 13, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
ASPEN, CO
Past

June 3, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
ASPEN, CO
Past

February 4, 2008 - July 13, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ASPEN, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA
Registered Investment Advisory firm - (12/23/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/8/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/14/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/2/2008
General Securities Representative Examination

Current Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA
Registered Investment Advisory firm - (12/23/2008 Approved)
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Contact information

Main Address
880 Carillon Parkway, Saint Petersburg, FL 33716
Mailing Address
Phone number
(727) 567-3020
Established
Firm type
Fiscal year end
# of Employees
6,727

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. WRAP BROCHURE (6/30/2025)
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. FIRM BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts1,030,208
AUM (Assets Under Management)$ 344,868,106,925

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/12/2025
Cover Page
Report
08/21/2024
Cover Page
Report
09/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

CRD#: 149018

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