Aaron J. Iafallo
Professional summary
Aaron Joseph Iafallo, who also goes by Aaron Joseph Iafallo Sr, Aaron Joseph Iafallo Sr., Aaron Joseph Iafallo, Aaron Joseph Iafallo Sr, is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 2008. Aaron has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron Joseph Iafallo's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2023 - Present
NEXPOINT SECURITIES, INC.
Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201March 7, 2023 - August 8, 2023
TRITON PACIFIC SECURITIES, LLC
July 8, 2015 - February 28, 2023
CNL SECURITIES CORP.
April 3, 2009 - April 8, 2015
M&T SECURITIES, INC.
April 3, 2009 - April 8, 2015
M&T SECURITIES, INC.
January 20, 2009 - April 3, 2009
MSI FINANCIAL SERVICES, INC.
July 8, 2008 - November 20, 2008
EQUITABLE ADVISORS, LLC
March 11, 2008 - November 20, 2008
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2023)
(8/10/2023)
Exams
FINRA
Current Firm
NEXPOINT SECURITIES, INC.
CRD#: 165013 / SEC#: , 8-69128
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
NEXPOINT SECURITIES, INC.
CRD#: 165013Dallas, TX 75201TRUST BUT VERIFY
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