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JZ

Jacob Anthony Zeitler

VAN ECK SECURITIES
TAMPA, FL
·CRD# 5472092·18 years experience

Professional Summary

Jacob Anthony Zeitler, who also goes by Jake Anthony Zeitler, is a registered financial advisor currently at VAN ECK SECURITIES CORPORATION located in Tampa, Florida. Jacob is registered as a RR (Registered Representative) and started their career in finance in 2008. Jacob has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jake Anthony Zeitler

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

VAN ECK SECURITIES CORPORATION·CRD# 2269
BD
5100 West Kennedy Blvd Suite 450, Tampa, FL 33609
January 10, 2014 - Present
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC·CRD# 332
BD
St. Petersburg, FL
January 24, 2008 - December 3, 2013

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Current Firm

VE
VAN ECK SECURITIES CORPORATION

I. I. I. SECURITIES CORPORATION | VE | VANECK | VAN ECK SECURITIES CORPORATION

CRD#: 2269 / SEC#: 8-4618
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

666 Third Avenue 9th Floor, New York, NY 10017-4033

Mailing Address

666 Third Avenue 9th Floor, New York, NY 10017-4033

Phone Number

(212) 293-2000

Established

Delaware since 08/01/1955

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
VAN ECK ASSOCIATES CORPORATION100% OWNER & PARENT—
GOZZILLO, FRANCESCO MICHAELCHIEF COMPLIANCE OFFICER2099916
RAPPAPORT, LEE ROBERTVICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR4682842
SIMON, JONATHAN RICHSENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR5313394
VANECK, JAN FREDERICKPRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR1695680

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(1/10/2014)
RR
Georgia
(12/18/2014)
RR
Puerto Rico
(5/11/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2012About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2008About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jacob Anthony Zeitler's CRS (Customer Relationship Summary).

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