Jeffrey E. Field

HARRINGTON INVESTMENTS

Napa, CA 94559-3030

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CRD#: 5471318

Professional summary

Jeffrey Earl Field, CFP® is a registered financial advisor currently at HARRINGTON INVESTMENTS, INC. located in Napa, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jeffrey has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Earl Field's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

October 8, 2015 - Present

HARRINGTON INVESTMENTS, INC.

Office #1: 1001 Second Street Suite 325, Napa, CA 94559-3030

RIA

CRD#: 110790

Napa, CA

Past

February 21, 2008 - December 9, 2009

RUBICON GLOBAL INVESTMENTS, LLC

CRD#: 134268

SAUSALITO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARRINGTON INVESTMENTS, INC.

HARRINGTON INVESTMENTS, INC. | HARRINGTON INVESTMENTS, INCORPORATED

CRD#: 110790 / SEC#: 801-17932

RIA

Registered Investment Advisory firm - (11/24/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/8/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/17/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/1/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/20/2008

General Securities Representative Examination

Current Firm

HARRINGTON INVESTMENTS, INC.

HARRINGTON INVESTMENTS, INC. | HARRINGTON INVESTMENTS, INCORPORATED

CRD#: 110790 / SEC#: 801-17932

RIA

Registered Investment Advisory firm - (11/24/1982 Approved)

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Contact information

Main Address

1001 Second Street Suite 325, Napa, CA 94559-3030

Mailing Address

Phone number

(707) 252-6166

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARRINGTON INVESTMENTS FORM ADV PARTS 2A AND 2B - SEPT 2025 (9/24/2025)

Regulatory assets under management

Total Number of Accounts	219
AUM (Assets Under Management)	$ 355,156,432

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey E. Field

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Earl Field's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARRINGTON INVESTMENTS, INC.

RUBICON GLOBAL INVESTMENTS, LLC

Primary Firm SEC Registration

HARRINGTON INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/17/2015

Series 63

Date: 5/1/2008

Series 7

Date: 2/20/2008

Current Firm

HARRINGTON INVESTMENTS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARRINGTON INVESTMENTS, INC.

TRUST BUT VERIFY

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