RP
Roshun D. Pai
LAZARD ASSET MANAGEMENT
NEW YORK, NY 10112
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CRD#: 5471106
RP
Roshun Dayananda PaiLAZARD ASSET MANAGEMENT
Professional summary
Roshun Dayananda Pai, CFP® is a registered financial advisor currently at LAZARD ASSET MANAGEMENT LLC located in New York, New York and SEI INVESTMENTS MANAGEMENT CORP located in Oaks, Pennsylvania.
Roshun is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Roshun has worked at 7 firms and has passed the Series 65, Series 63, Series 31, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Roshun Dayananda Pai's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 31, 2022 - Present
LAZARD ASSET MANAGEMENT LLC
Office #1: 30 Rockefeller Plaza, New York, NY 10112RIA
CRD#: 122836
NEW YORK, NY
Current
August 3, 2026 - Present
SEI INVESTMENTS MANAGEMENT CORP
Office #1: One Freedom Valley Drive, Oaks, PA 19456RIA
CRD#: 105146
OAKS, PA
Current
March 31, 2022 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 56th Floor, New York, NY, 10112BD
CRD#: 129119
NEW YORK, NY
Current
July 29, 2026 - Present
SEI INVESTMENTS DISTRIBUTION CO.
Office #1: One Freedom Valley Drive, Oaks, PA 19456BD
CRD#: 10690
OAKS, PA
Past
December 22, 2017 - March 10, 2022
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
PRINCETON, NJ
Past
November 7, 2017 - March 10, 2022
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
PRINCETON, NJ
Past
January 30, 2008 - November 8, 2017
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SEI INVESTMENTS MANAGEMENT CORP
GOAL INVESTOR | SEI PRIVATE WEALTH MANAGEMENT | SEI INVESTMENTS MANAGEMENT CORP | SEI HUNTINGTON STEELE | SEI FIXED INCOME PORTFOLIO MANAGEMENT | SEI ADVISOR NETWORK | GOALINVESTOR
CRD#: 105146 / SEC#: 801-24593
RIA
Registered Investment Advisory firm - (6/27/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/4/2022)
RR
Alaska(4/5/2022)
RR
Arizona(4/8/2022)
RR
Arkansas(4/5/2022)
RR
California(4/1/2022)
RR
Colorado(4/1/2022)
RR
Connecticut(4/1/2022)
RR
Connecticut(7/29/2026)
IAR
Connecticut(8/3/2026)
RR
Delaware(4/5/2022)
RR
District of Columbia(4/5/2022)
RR
Florida(4/11/2022)
RR
Georgia(3/31/2022)
RR
Hawaii(4/11/2022)
RR
Idaho(4/4/2022)
RR
Illinois(4/20/2022)
RR
Indiana(4/8/2022)
RR
Iowa(3/31/2022)
RR
Kansas(4/1/2022)
RR
Kentucky(4/1/2022)
RR
Louisiana(4/4/2022)
RR
Maine(3/31/2022)
RR
Maryland(4/1/2022)
RR
Massachusetts(4/1/2022)
RR
Michigan(4/5/2022)
RR
Minnesota(4/1/2022)
RR
Mississippi(4/1/2022)
RR
Missouri(3/31/2022)
RR
Montana(3/31/2022)
RR
Nebraska(4/13/2022)
RR
Nevada(4/12/2022)
RR
New Hampshire(4/6/2022)
RR
New Jersey(4/5/2022)
RR
New Mexico(4/1/2022)
RR
New York(5/29/2022)
RR
North Carolina(4/1/2022)
RR
North Dakota(4/6/2022)
RR
Ohio(3/31/2022)
RR
Oklahoma(4/4/2022)
RR
Oregon(3/31/2022)
RR
Pennsylvania(4/1/2022)
IAR
Pennsylvania(8/3/2026)
RR
Puerto Rico(4/19/2022)
RR
Rhode Island(4/7/2022)
RR
South Carolina(4/4/2022)
RR
South Dakota(4/28/2022)
RR
Tennessee(4/28/2022)
IAR
Texas(3/31/2022)
RR
Texas(4/1/2022)
RR
Utah(3/31/2022)
RR
Vermont(4/1/2022)
RR
Virginia(4/4/2022)
RR
Washington(4/1/2022)
RR
West Virginia(4/7/2022)
RR
Wisconsin(3/31/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA
Current Firm
SI
SEI INVESTMENTS MANAGEMENT CORP
GOAL INVESTOR | SEI PRIVATE WEALTH MANAGEMENT | SEI INVESTMENTS MANAGEMENT CORP | SEI HUNTINGTON STEELE | SEI FIXED INCOME PORTFOLIO MANAGEMENT | SEI ADVISOR NETWORK | GOALINVESTOR
CRD#: 105146 / SEC#: 801-24593
RIA
Registered Investment Advisory firm - (6/27/1985 Approved)Loading...
Contact information
Main Address
One Freedom Valley Drive, Oaks, PA 19456
Mailing Address
Phone number
(610) 676-1000
Established
Firm type
Fiscal year end
# of Employees
447
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 99,603 |
| AUM (Assets Under Management) | $ 198,143,431,156 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 01/27/2025 | ||
| 10/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
