Roshun D. Pai
Professional summary
Roshun Dayananda Pai, CFP®, who also goes by Roshun Pai, is a registered financial advisor currently at LAZARD ASSET MANAGEMENT LLC located in New York, New York and LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York.
Roshun is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Roshun has worked at 5 firms and has passed the Series 65, Series 63, Series 31, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roshun Dayananda Pai's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2022 - Present
LAZARD ASSET MANAGEMENT LLC
Office #1: 30 Rockefeller Plaza, New York, NY 10112March 31, 2022 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 56th Floor, New York, NY, 10112December 22, 2017 - March 10, 2022
BLACKROCK INVESTMENT MANAGEMENT, LLC
November 7, 2017 - March 10, 2022
BLACKROCK INVESTMENTS, LLC
January 30, 2008 - November 8, 2017
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
LAZARD ASSET MANAGEMENT LLC
CRD#: 122836 / SEC#: 801-61701
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
LAZARD ASSET MANAGEMENT LLC
CRD#: 122836 / SEC#: 801-61701
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,668 |
| AUM (Assets Under Management) | $ 128,878,312,897 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 11/26/2024 | ||
| 09/26/2023 | ||
| 11/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
