Brette H. Maclean

MACLEAN CAPITAL ADVISORS

Indian Wells, CA 92210

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CRD#: 5470794

Professional summary

Brette Helbig Maclean, who also goes by Brette Marguerite Darby Helbig, Brette H Maclean, is a registered financial advisor currently at MACLEAN CAPITAL ADVISORS, LLC located in Indian Wells, California and PURSHE KAPLAN STERLING INVESTMENTS located in Indian Wells, California.

Brette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Brette has worked at 5 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brette Marguerite Darby Helbig | Brette H Maclean

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MACLEAN CAPITAL ADVISORS LLC, RIA, 74900 HIGHWAY 111, STE 224, INDIAN WELLS CA 92210, INVESTMENT ADVISOR, OWNER, VP, 07/2011, 40HRSPW, PROVIDE INVESTMENT ADVISE TO CLIENTS REGARDING THEIR INVESTMENT PORTFOLIOS. 2. INDEPENDENT INSURANCE SALES FOR VARIOUS CARRIERS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brette Helbig Maclean's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2011 - Present

MACLEAN CAPITAL ADVISORS, LLC

Office #1: 74900 Us Highway 111 Ste 224, Indian Wells, CA 92210

RIA

CRD#: 156978

Indian Wells, CA

Current

July 1, 2011 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 74-900 Us Highway 111 Suite 224, Indian Wells, CA 92210

CRD#: 35747

Indian Wells, CA

Past

May 1, 2009 - July 29, 2011

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

INDIAN WELLS, CA

Past

May 1, 2009 - July 29, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

INDIAN WELLS, CA

Past

April 24, 2008 - February 19, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

INDIAN WELLS, CA

Past

March 13, 2008 - February 19, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

INDIAN WELLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MACLEAN CAPITAL ADVISORS, LLC

MACLEAN CAPITAL ADVISORS, LLC | MACLEAN CAPITAL MANAGEMENT, LLC

CRD#: 156978 / SEC#: 801-121021

RIA

Registered Investment Advisory firm - (4/28/2021 Approved)

California

Registered Investment Advisory firm - (7/25/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/2/2019)

IAR

California
(5/18/2011)

California
(7/1/2011)

Colorado
(2/12/2019)

Idaho
(1/2/2019)

Minnesota
(7/1/2011)

Washington
(10/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/21/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MACLEAN CAPITAL ADVISORS, LLC

MACLEAN CAPITAL ADVISORS, LLC | MACLEAN CAPITAL MANAGEMENT, LLC

CRD#: 156978 / SEC#: 801-121021

RIA

Registered Investment Advisory firm - (4/28/2021 Approved)

California

Registered Investment Advisory firm - (7/25/2021 Terminated)

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Contact information

Main Address

74900 Us Highway 111 Ste 224, Indian Wells, CA 92210

Mailing Address

Phone number

(760) 636-4593

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (2/10/2025)

Regulatory assets under management

Total Number of Accounts	388
AUM (Assets Under Management)	$ 201,394,655

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brette H. Maclean

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brette Helbig Maclean's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MACLEAN CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/21/2008

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/12/2008

FINRA

Current Firm

MACLEAN CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MACLEAN CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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