EC
Eleanor K. Calvert
OSAIC INSTITUTIONS
Virginia Beach, VA 23452
Some features on this profile are disabled
CRD#: 5470608
EC
Professional summary
Eleanor Kendall Calvert, who also goes by Eleanor Kendall Brent, Kendall Brent, Eleanor K Calvert, Eleanor Calvert, Kendall Calvert, Eleanor Kendall Ferebee, Kendall Ferebee, is a registered financial advisor currently at OSAIC INSTITUTIONS, INC. located in Virginia Beach, Virginia.
Eleanor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Eleanor has worked at 14 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eleanor Kendall Brent | Kendall Brent | Eleanor K Calvert | Eleanor Calvert | Kendall Calvert | Eleanor Kendall Ferebee | Kendall Ferebee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) HORSE SHOW PROFESSIONAL SERVICES; NOT INV. RELATED; CHESAPEAKE,VA; INDEPENDENT CONTRACTOR; START DATE 03/01/1992; NUMBER OF HOURS PER MONTH 16; NUMBER OF HOURS DURING TRADING 0; PERFORMING SERVICES FOR HORSE SHOWS SUCH AS JUDGE, STEWARD, AND ANNOUNCER.
CRS (Client Relationship Summary) - RIA
Click below to view Eleanor Kendall Calvert's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eleanor Kendall Calvert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2025 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 3205 Virginia Beach Blvd., Virginia Beach, VA 23452RIA
BD
CRD#: 35371
Virginia Beach, VA
Current
August 25, 2025 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 3205 Virginia Beach Blvd., Virginia Beach, VA 23452RIA
BD
CRD#: 35371
Virginia Beach, VA
Past
September 23, 2021 - November 17, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
RICHMOND, VA
Past
September 23, 2021 - November 17, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
RICHMOND, VA
Past
June 23, 2019 - July 2, 2020
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Virginia Beach, VA
Past
June 23, 2019 - July 2, 2020
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
Virginia Beach, VA
Past
October 3, 2018 - June 11, 2019
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
HENRICO, VA
Past
October 3, 2018 - June 11, 2019
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
HENRICO, VA
Past
June 11, 2015 - November 30, 2017
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
CHESAPEAKE, VA
Past
June 11, 2015 - November 30, 2017
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
HARRISON, NY
Past
August 7, 2013 - June 4, 2015
WADDELL & REED
RIA
CRD#: 866
VIRGINIA BEACH, VA
Past
August 7, 2013 - June 4, 2015
WADDELL & REED
BD
CRD#: 866
VIRGINIA BEACH, VA
Past
January 24, 2013 - August 5, 2013
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
VIRGINIA BEACH, VA
Past
October 14, 2011 - January 15, 2013
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NORFOLK, VA
Past
November 17, 2010 - September 13, 2011
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
PORTSMOUTH, VA
Past
November 17, 2010 - September 13, 2011
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
PORTSMOUTH, VA
Past
January 6, 2010 - December 8, 2010
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
PLYMOUTH MEETING, PA
Past
October 5, 2009 - December 8, 2010
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
PLYMOUTH MEETING, PA
Past
October 28, 2008 - October 22, 2009
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
VIRGINIA BEACH, VA
Past
October 28, 2008 - October 22, 2009
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
VIRGINIA BEACH, VA
Past
March 19, 2008 - September 13, 2008
EDWARD JONES
RIA
CRD#: 250
ST. LOUIS, MO
Past
February 25, 2008 - September 13, 2008
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
North Carolina(8/25/2025)
RR
North Carolina(9/11/2025)
IAR
Virginia(8/25/2025)
RR
Virginia(9/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
538 Preston Avenue, Meriden, CT 06450-4858
Mailing Address
538 Preston Avenue, Meriden, CT 06450-4858
Phone number
(203) 599-6000
Established
Connecticut since 04/07/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
630
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC INSTITUTIONS HOLDINGS, INC. | HOLDING COMPANY | |
| AMARANTE, STEPHEN PAUL | PRESIDENT, CEO AND DIRECTOR | 3165067 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR AND EXECUTIVE VICE PRESIDENT OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 8,779 |
| AUM (Assets Under Management) | $ 4,024,448,971 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC INSTITUTIONS, INC.
CRD#: 35371Virginia Beach, VA 23452TRUST BUT VERIFY
Monitor Eleanor Calvert
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
