Sandra Michelle Koerner
Professional Summary
Sandra Michelle Koerner, who also goes by Sandra Michelle Gutin, Sandy Koerner, is a registered financial advisor currently at ALPINA CAPITAL, LLC located in Denver, Colorado. Sandra is registered as a RR (Registered Representative) and started their career in finance in 2013. Sandra has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sandra Michelle Gutin, Sandy Koerner
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
ALPINA CAPITAL, LLC
Contact Information
Main Address
55 Madison Street Suite 525, Denver, CO 80206Mailing Address
55 Madison Street Suite 525, Denver, CO 80206Phone Number
(205) 910-1552Established
Colorado since 01/03/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (28 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/9/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sandra Michelle Koerner's CRS (Customer Relationship Summary).
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