James M. Mcguin
Professional summary
James Michael Mcguin, who also goes by Michael Mcguin, Mike Mcguin, is a registered financial professional currently at HAYWOOD SECURITIES (USA) INC. .
James is registered as a RR (Registered Representative) and started their career in finance in 2008. James has worked at 2 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Michael Mcguin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2010 - Present
HAYWOOD SECURITIES (USA) INC.
Office #1: 2910 - 181 Bay Street, Toronto, On, M5J 2T3February 18, 2008 - December 31, 2009
RICHARDSON GMP (USA) CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/12/2024)
(1/18/2022)
(8/1/2019)
(5/12/2011)
(2/16/2010)
(2/16/2010)
(10/25/2011)
(8/1/2019)
(8/1/2019)
(1/3/2017)
(9/25/2025)
(7/10/2020)
(2/16/2010)
(4/5/2021)
(1/29/2021)
(9/18/2025)
(8/1/2019)
(8/1/2019)
(2/16/2010)
(5/25/2021)
(2/16/2010)
(2/19/2025)
(7/29/2019)
(8/2/2024)
(4/6/2021)
(8/1/2019)
(2/12/2025)
(2/16/2010)
(2/3/2021)
(2/3/2012)
(3/10/2023)
(5/25/2021)
(8/1/2019)
Exams
Series 37
Date: 2/15/2008
Canada Module of the General Securities Registered Representative (With Options Questions)FINRA
Current Firm
HAYWOOD SECURITIES (USA) INC.
CRD#: 42072 / SEC#: , 8-49696
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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