Alfredo A. De La Hoz Kepfer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfredo Arturo De La Hoz Kepfer, who also goes by Alfredo Arturo De La Hoz, Alfredo Arturo De La Hoz Kepfer, Alfredo Arturo De La Huz, Alfredo Arturo De La Huz Kepfer, Alfredo Arturo Delahozkepfer, was a registered financial professional .
Alfredo is a previously registered financial professional and started their career in finance in 2008. Alfredo had worked at 2 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2013 - January 22, 2015
REVERE SECURITIES LLC
June 1, 2010 - October 14, 2011
ASD FINANCIAL SERVICES CORP
May 14, 2008 - July 3, 2008
ASD FINANCIAL SERVICES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
