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Donna Lai Ying Lee

Donna L. Lee

STRATEGIC ADVISERS LLC | Financial Consultant
FREMONT, CA
Some features on this profile are disabled
CRD#: 5469868
Donna Lai Ying Lee

Professional summary

Donna Lai Ying Lee, who also goes by Donna L Lee, Donna L. Y. Lee, Donna Lai Ying Lee, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fremont, California and FIDELITY BROKERAGE SERVICES LLC located in Dublin, California.

Donna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Donna has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Biography

In my role as your Financial Consultant, I will work with you in understanding your needs to pursue life goals through financial planning. I have a passion for helping clients with retirement planning, income protection, investment strategies, and legacy planning considerations. Here's to working towards your long-term success.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Donna L Lee | Donna L. Y. Lee | Donna Lai Ying Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donna Lai Ying Lee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

University of Hawaii

Bachelor of Business Administration - Finance and Management Information Systems

1983

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 4500 A Tassajara Road, Dublin, CA 94568-4608
RIA
CRD#: 104555
FREMONT, CA
Current

October 13, 2016 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 4500-a Tassajara Road, Dublin, CA 94568
BD
CRD#: 7784
Dublin, CA
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
DUBLIN, CA
Past

October 28, 2016 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
DUBLIN, CA
Past

November 19, 2012 - October 3, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
FREMONT, CA
Past

November 19, 2012 - October 3, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
FREMONT, CA
Past

June 1, 2009 - June 28, 2011

MORGAN STANLEY

RIA
CRD#: 149777
SAN MATEO, CA
Past

June 1, 2009 - June 28, 2011

MORGAN STANLEY

BD
CRD#: 149777
SAN MATEO, CA
Past

April 15, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
SAN MATEO, CA
Past

April 15, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
SAN MATEO, CA
Past

December 8, 2008 - February 17, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MENLO PARK, CA
Past

September 11, 2008 - February 17, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MENLO PARK, CA
Past

June 30, 2008 - September 12, 2008

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/23/2020)
RR
Arizona
(11/17/2020)
RR
California
(10/13/2016)
IAR
California
(3/31/2025)
RR
Florida
(3/25/2023)
RR
Hawaii
(5/20/2020)
RR
Idaho
(11/17/2020)
RR
Indiana
(9/28/2022)
RR
Maryland
(9/29/2023)
RR
Nevada
(10/13/2016)
RR
New Mexico
(9/29/2023)
RR
North Carolina
(8/13/2021)
RR
Oregon
(1/12/2021)
RR
Pennsylvania
(8/25/2022)
RR
Tennessee
(7/7/2022)
RR
Texas
(8/8/2020)
IAR
Texas
(3/31/2025)
RR
Washington
(5/8/2020)
RR
Wyoming
(5/6/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/4/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/27/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/7/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/27/2008
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Fremont, CA

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Contact information

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