AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
RC

Ruben D. Contreras

MONEX SECURITIES
Houston, TX 77002
Some features on this profile are disabled
CRD#: 5468327
RC

Professional summary


Ruben Dario Contreras is a registered financial professional currently at MONEX SECURITIES, INC. located in Houston, Texas.

Ruben is registered as a RR (Registered Representative) and started their career in finance in 2008. Ruben has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ruben Dario Contreras's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 23, 2008 - Present

MONEX SECURITIES, INC.

Office #1: 440 Louisiana Street, Suite 1240, Houston, TX 77002Office #2: 440 Louisiana Street, Suite 1240, Houston, TX 77002
BD
CRD#: 30362
Houston, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/20/2017)
RR
Nevada
(11/30/2023)
RR
New Jersey
(10/17/2022)
RR
New York
(12/4/2009)
RR
Texas
(2/7/2009)

Exams


State Security Law Exam
RR
Series 63
Date: 10/27/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MS
MONEX SECURITIES, INC.
CBI INTERNATIONAL SECURITIES, INC. | MONEX SECURITIES, INC.

CRD#: 30362 / SEC#: , 8-44874

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
440 Louisiana Street, Suite 1240, Houston, TX 77002
Mailing Address
440 Louisiana Street, Suite 1240, Houston, TX 77002
Phone number
(713) 877-8234
Established
Delaware since 01/31/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MONEX CASA DE BOLSA, S.A. DE C.V.SHAREHOLDER
CAZARES CUEVAS, CESAR IVAN IIICCO/AML OFFICER5866231
CONTRERAS, RUBEN DARIOFINOP/CFO/POO/PFO/PRESIDENT/CEO5468327
MARTINEZ, JACOBO GUADALUPESECRETARY7737026
ODRIOZOLA, IGNACIODIRECTOR7737017
TAMEZ, ANTONIO NAVADIRECTOR7737038

Disclosures


Regulatory Event7

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MONEX SECURITIES, INC.

CRD#: 30362Houston, TX 77002

TRUST BUT VERIFY

Monitor Ruben Contreras

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Darren Dindinger
Darren DindingerAdvisorCheck Check Mark
ALLWORTH FINANCIAL, L.P.
IAR
RR
Orting, WA
JM
James MarshallAdvisorCheck Check Mark
MARSHALL WEALTH MANAGEMENT, LLC
IAR
SUGAR LAND, TX
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.