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FIRM PROFILE
Overview
MONEX SECURITIES, INC. is located at 440 Louisiana Street, Suite 1240, Houston, TX 77002 and was first established at Dallas, Delaware in 01/31/1992. After operating for 34 years, MONEX SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MONEX SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. MONEX SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MONEX SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 7 disclosures, 7 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MONEX SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MONEX SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MONEX SECURITIES, INC. Comes From
Understanding the Statistics for MONEX SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
440 Louisiana Street, Suite 1240, Houston, TX 77002
440 Louisiana Street, Suite 1240, Houston, TX 77002
Small
(713) 877-8234
Delaware since 01/31/1992
Corporation
December
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Advisor's working at MONEX SECURITIES, INC.
Victor Joffe
Rodolfo Alejandro Ruiz Pares
Alfonso Lopez Portillo Martinez
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