Alexander Levy
Professional summary
Alexander Levy, who also goes by Alexander Jacob Levy, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2014. Alexander has worked at 5 firms and has passed the Series 63, Series 82TO, Series 99TO, Series 6TO, Series 22TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Levy's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2025 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017January 14, 2025 - October 9, 2025
WELLS FARGO SECURITIES, LLC
August 16, 2023 - September 22, 2023
DNB MARKETS, INC.
October 23, 2020 - September 29, 2021
WELLS FARGO SECURITIES, LLC
December 19, 2018 - August 11, 2020
WELLS FARGO SECURITIES, LLC
May 18, 2015 - January 17, 2017
SANTANDER INVESTMENT SECURITIES INC.
February 24, 2014 - September 19, 2014
ICBC STANDARD SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2025)
(10/27/2025)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationFINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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