Daniel L. Cook

AMERICAN ENTERPRISE INVESTMENT SERVICES

Minneapolis, MN 55402

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CRD#: 5467877

Professional summary

Daniel Lester Cook, CFP®, who also goes by Daniel Lester Cook Mr., is a registered financial professional currently at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Minneapolis, Minnesota.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2008. Daniel has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Daniel Lester Cook Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Lester Cook's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 3, 2017 - Present

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

Office #1: 901 3rd Ave S, Minneapolis, MN 55402

CRD#: 26506

Minneapolis, MN

Past

March 3, 2014 - December 31, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Minneapolis, MN

Past

March 3, 2014 - January 18, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Minneapolis, MN

Past

January 8, 2014 - February 14, 2014

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

MINNEAPOLIS, MN

Past

January 29, 2013 - February 14, 2014

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MINNEAPOLIS, MN

Past

April 11, 2008 - January 14, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

EDINA, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(1/3/2017)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/30/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/10/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/1/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | NATIONAL INVESTMENT SERVICES, INC. | IDS INVESTMENT SERVICES, INC.

CRD#: 26506 / SEC#: , 8-42582

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

901 3rd Avenue South, Minneapolis, MN 55402

Mailing Address

5221 Ameriprise Financial Center, Minneapolis, MN 55474

Phone number

(612) 671-3662

Established

Minnesota since 04/13/1990

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AMPF HOLDING, LLC	SHAREHOLDER
CARR, GREGORY GERARD	DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT	2210835
FLANSBURG, BRETT ALLEN	VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER	3179474
GERDES, JOSEPH FRANCIS	DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER	2391989
MATTOX, MICHAEL SCOTT	VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER	4383501
SENNE, ANN MARIE	DIRECTOR	2515669
SWEENEY, JOSEPH EDWARD	DIRECTOR	4668713

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel L. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Lester Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/30/2008

SIE

Date: 10/1/2018

Series 7

Date: 4/10/2008

Series 24

Date: 6/1/2013

FINRA

Current Firm

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

TRUST BUT VERIFY

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