Daniel J. Cazac
STRATEGIC ADVISERS LLC | Financial Consultant
WEST, TX
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CRD#: 5467592
Professional summary
Daniel Joseph Cazac, CFP®, who also goes by Daniel J Cazac, Daniel Joseph Cazac, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in West, Texas and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Daniel has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Biography
Throughout my career I have helped families visualize their goals, and implement plans that address their long-term objectives such as retirement, funding college education, and wealth accumulation. I have extensive experience with multi-generational wealth planning, philanthropic planning, and wealth management. I look forward to meeting you and learning more about your unique needs; and how through Fidelity® Wealth Services, we can co-create a plan catered to you.
Question & Answer
What are your service offerings?
Estate Planning
Investment Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Insurance Planning
Retirement Planning
Retirement Income Management
Are you a "fiduciary"?
Yes
Aliases
Daniel J Cazac | Daniel Joseph Cazac
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-100102|OrgNmn:No DBA set at this time|Org Addr:West,Texas,US|OBA Nature:In the future, we may want to |Invst Rel:N|Title:Owner|Duties:Raising and selling cattle and possibly excess hay and livestock. |StrtDt:06-26-23|TotHrs/mon:10|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Joseph Cazac's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Education
Texas A&M Commerce
Certificate in Financial Planning - Financial Planning.
2011
Tarleton State University
Master of Business Administration (MBA) - Finance and Accounting
2010
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: One Destiny Way, Westlake, TX 76262RIA
CRD#: 104555
WEST, TX
Current
September 16, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262BD
CRD#: 7784
Westlake, TX
Past
October 8, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTLAKE, TX
Past
June 28, 2016 - July 23, 2021
TEXAS MADE WEALTH, LLC
RIA
CRD#: 283986
West, TX
Past
October 1, 2014 - November 19, 2015
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WESTLAKE, TX
Past
September 26, 2014 - November 18, 2015
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
September 5, 2012 - September 15, 2014
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
DALLAS, TX
Past
September 5, 2012 - September 15, 2014
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
DALLAS, TX
Past
January 12, 2010 - August 16, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
WACO, TX
Past
January 12, 2010 - August 16, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
WACO, TX
Past
March 3, 2008 - June 24, 2009
EDWARD JONES
RIA
CRD#: 250
WEST, TX
Past
February 14, 2008 - June 24, 2009
EDWARD JONES
BD
CRD#: 250
WEST, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/8/2021)
RR
Alaska(10/8/2021)
RR
Arizona(10/8/2021)
RR
Arkansas(10/8/2021)
RR
California(10/8/2021)
RR
Colorado(10/8/2021)
RR
Connecticut(10/8/2021)
RR
Delaware(10/8/2021)
RR
District of Columbia(10/8/2021)
RR
Florida(10/8/2021)
RR
Georgia(10/8/2021)
RR
Hawaii(10/8/2021)
RR
Idaho(10/8/2021)
RR
Illinois(10/8/2021)
RR
Indiana(10/8/2021)
RR
Iowa(10/8/2021)
RR
Kansas(10/8/2021)
RR
Kentucky(10/8/2021)
RR
Louisiana(10/8/2021)
RR
Maine(10/8/2021)
RR
Maryland(10/8/2021)
RR
Massachusetts(10/8/2021)
RR
Michigan(10/8/2021)
RR
Minnesota(10/8/2021)
RR
Mississippi(10/8/2021)
RR
Missouri(10/8/2021)
RR
Montana(10/8/2021)
RR
Nebraska(10/8/2021)
RR
Nevada(10/8/2021)
RR
New Hampshire(10/8/2021)
RR
New Jersey(10/8/2021)
RR
New Mexico(10/8/2021)
RR
New York(10/8/2021)
RR
North Carolina(10/8/2021)
RR
North Dakota(10/8/2021)
RR
Ohio(10/12/2021)
RR
Oklahoma(10/8/2021)
RR
Oregon(10/8/2021)
RR
Pennsylvania(10/8/2021)
RR
Puerto Rico(10/8/2021)
RR
Rhode Island(10/8/2021)
RR
South Carolina(10/8/2021)
RR
South Dakota(10/8/2021)
RR
Tennessee(10/8/2021)
RR
Texas(10/7/2021)
IAR
Texas(3/31/2025)
RR
Utah(10/8/2021)
RR
Vermont(10/8/2021)
RR
Virgin Islands(10/8/2021)
RR
Virginia(10/8/2021)
RR
Washington(10/8/2021)
RR
West Virginia(10/8/2021)
RR
Wisconsin(10/8/2021)
RR
Wyoming(10/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/16/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555West, TXTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
