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KJ

Kareem I. Jaber

BTIG
Burlingame, CA 94010
Some features on this profile are disabled
CRD#: 5467297
KJ

Professional summary

Kareem Izziddin Jaber is a registered financial professional currently at BTIG, LLC located in Burlingame, California and BAYRIDGE SECURITIES, LLC located in San Francisco, California.

Kareem is registered as a RR (Registered Representative) and started their career in finance in 2012. Kareem has worked at 2 firms and has passed the SIE, Series 99 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kareem Izziddin Jaber's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 14, 2012 - Present

BTIG, LLC

Office #1: 1350 Old Bayshore Highway, Burlingame, CA 94010
BD
CRD#: 122225
Burlingame, CA
Current

January 24, 2017 - Present

BAYRIDGE SECURITIES, LLC

Office #1: 350 Bush Street, San Francisco, CA 94104
BD
CRD#: 155765
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 4/13/2012
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/2/2014
Financial and Operations Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

BS
BAYRIDGE SECURITIES, LLC
BAYRIDGE SECURITIES, LLC

CRD#: 155765 / SEC#: , 8-68739

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
350 Bush Street, San Francisco, CA 94104
Mailing Address
350 Bush Street, San Francisco, CA 94104
Phone number
(415) 248-5570
Established
Delaware since 10/07/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CONDOR TRADING L.P.MEMBER
JABER, KAREEM IZZIDDINCFO/FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER5467297
LEROY, ANTON MAURICECEO/MANAGING MEMBER2862204
MAHON, DONALD LEECCO/MANAGING MEMBER2890417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAYRIDGE SECURITIES, LLC

CRD#: 155765Burlingame, CA 94010

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