James T. Ahn
AIF®, CFP®Professional Summary
James T. Ahn, AIF®, CFP®, who also goes by James T Ahn, James Ahn, is a registered financial advisor currently at HALBERT HARGROVE located in Long Beach, California. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. James has worked at 3 firms and has passed the Series 66 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Comprehensive Financial Planning
- Education Planning
- Insurance Planning
- Estate Planning
- Tax Planning
- Investment Planning
Biography
As a Wealth Advisor with Halbert Hargrove’s Long Beach office, James engages with and advises clients on decisions that strongly impact their financial lives. As he puts it, “Every outcome is driven by doing what is truly in clients’ best interests. This allows us to sit on the same side of the table when important financial choices are made.” James enjoys educating clients—including translating complex investment and insurance concepts into everyday language. Prior to joining...
Other Aliases
James T Ahn, James Ahn
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
Direct
(xxx) xxx-xxxx
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Credentials
Years of Experience
18 years in the financial services industry
Current & Past Employments
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Current Firm
FUTURE-WISE | HALBERT, HARGROVE/RUSSELL LLC | HALBERT HARGROVE RUSSELL LLC | HALBERT HARGROVE GLOBAL ADVISORS, LLC | HALBERT HARGROVE
Contact Information
Main Address
111 West Ocean Boulevard 23rd Floor, Long Beach, CA 90802-7908Mailing Address
P.o. Box 1070, Long Beach, CA 90801-9931Phone Number
(562) 435-5657# of Employees
52SEC notice filing (32 States and Territories)
Registered to provide investment advisory services in 32 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,932AUM (Assets Under Management)
$4,203,912,885Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
FUTURE-WISE | HALBERT, HARGROVE/RUSSELL LLC | HALBERT HARGROVE RUSSELL LLC | HALBERT HARGROVE GLOBAL ADVISORS, LLC | HALBERT HARGROVE
State Registrations and Notice Filings
(6/29/2012)
(5/9/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view James T. Ahn's CRS (Customer Relationship Summary).
Services Offered by James
- Retirement Planning
- Comprehensive Financial Planning
- Education Planning
- Insurance Planning
- Estate Planning
- Tax Planning
- Investment Planning
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
