Anish M. Vora
Professional summary
Anish M Vora, who also goes by Anish Mahendra Vora, is a registered financial professional currently at CASEY SECURITIES LLC located in Greenbrae, California and HAMILTON EXECUTIONS LLC located in New York, New York.
Anish is registered as a RR (Registered Representative) and started their career in finance in 2008. Anish has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 86, Series 87, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anish M Vora's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2017 - Present
CASEY SECURITIES LLC
Office #1: 100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904May 2, 2023 - Present
HAMILTON EXECUTIONS LLC
Office #1: 11 Wall Street, New York, NY 10005June 3, 2022 - July 29, 2024
RFA SECURITIES LLC
December 13, 2019 - June 3, 2021
RFA SECURITIES LLC
April 21, 2017 - October 17, 2019
FCF SECURITIES AND DERIVATIVES LLC
April 1, 2015 - February 25, 2019
NEW ALBION PARTNERS LLC
September 16, 2014 - March 30, 2015
MACRO RISK ADVISORS LLC
April 4, 2013 - August 26, 2014
NEW ALBION PARTNERS LLC
February 13, 2013 - April 6, 2013
PPG WEST LLC
July 6, 2012 - April 6, 2013
PHOENIX DERIVATIVES GROUP, LLC
January 15, 2008 - June 15, 2012
SUSQUEHANNA FINANCIAL GROUP, LLLP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Current Firm
HAMILTON EXECUTIONS LLC
CRD#: 127653 / SEC#: , 8-66025
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FCF GROUP INTERMEDIATE HOLDINGS II LLC | OWNER | |
| FUNARO, JOSEPH NMN | OWNER-GSP | 4340219 |
| PALADINO, ARTHUR NMN | OWNER - GSP | 1927987 |
| RUSH, DAVID ELLIOT | OWNER | 2889292 |
| VENTO, ANDREW PAUL | OWNER | 5153789 |
| POSTREL, HELENE BERSON | FINOP | 2240945 |
| VORA, ANISH M | CHIEF EXECUTIVE OFFICER | 5466748 |
| WONG, WILLIE L | CHIEF COMPLIANCE OFFICER | 4170997 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
HAMILTON EXECUTIONS LLC
CRD#: 127653Greenbrae, CA 94904TRUST BUT VERIFY
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