GR
George J. Randall
FINANCIAL MANAGEMENT STRATEGIES
Broadview Hts., OH 44147
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CRD#: 5466088
GR
Professional summary
George Joseph Randall is a registered financial advisor currently at FINANCIAL MANAGEMENT STRATEGIES, INC. located in Broadview Hts., Ohio and CETERA INVESTMENT ADVISERS LLC located in Broadview Heights, Ohio.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. George has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FINANCIAL MANAGEMENT STRATEGIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 10/2014 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: SALES AND MANAGEMENT OF ADVISORY ACCOUNTS (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2019; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE; (3) NAME OF OTHER BUSINESS: GEORGE J. RANDALL CPA INC. INVESTMENT RELATED: NO ADDRESS: 11681 HAYDEN STREET, HIRAM, OH 44234 NATURE OF BUSINESS: ACCOUNTING AND TAX START DATE: 1/1986 APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: CONSULTANT FOR ACCOUNTING AND TAX PURPOSES (4) NAME OF OTHER BUSINESS: WAYNE AGENCY INVESTMENT RELATED: NO ADDRESS: 2044 2ND ST, CUYAHOGA, OH 44221 NATURE OF BUSINESS: PROPERTY & CASUALTY INSURANCE START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: PRODUCER LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR PROPERTY AND CASUALTY INSURANCE (6) NAME OF OTHER BUSINESS: AFLAC OHIO; INVESTMENT RELATED: NO; ADDRESS: 6100 OAKTREE BLVD SUITE 200 INDEPENDENCE OH 44131; NATURE OF BUSINESS: SUPPLEMENTAL WAGE BENEFIT; START DATE: 1/2019; POSITION/TITLE/RELATIONSHIP: SALESMAN; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES:GIVING CONTRACTS TO ASSIGNED SALESMEN VIA ACCOUNTING CLIENTS; (7) NAME OF OTHER BUSINESS: VISION WEALTH MANAGEMENT LLC ; INVESTMENT RELATED: YES ; ADDRESS: 9200 SOUTH HILLS BLVD, SUITE 310 BROADVIEW HTS, OH 44147 ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 05/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: INSURANCE AND SECURITIES BUSINESS ;
CRS (Client Relationship Summary) - RIA
Click below to view George Joseph Randall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 13, 2014 - Present
FINANCIAL MANAGEMENT STRATEGIES, INC.
Office #1: 9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147RIA
CRD#: 120818
Broadview Hts., OH
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9200 South Hills Blvd Ste 310, Broadview Heights, OH 44147RIA
CRD#: 105644
BROADVIEW HEIGHTS, OH
Current
October 28, 2014 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9200 South Hills Blvd Ste 310, Broadview Heights, OH 44147BD
CRD#: 13572
Broadview Heights, OH
Past
October 28, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CLEVELAND, OH
Past
April 1, 2013 - November 5, 2014
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
HIRAM, OH
Past
April 1, 2013 - November 5, 2014
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
HIRAM, OH
Past
July 3, 2008 - February 3, 2012
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
MAYFIELD HEIGHTS, OH
Past
January 1, 2008 - February 3, 2012
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
MAYFIELD HEIGHTS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/28/2014)
RR
Georgia(9/22/2015)
RR
Louisiana(7/9/2025)
RR
Massachusetts(1/4/2022)
RR
North Carolina(9/6/2019)
RR
Ohio(10/28/2014)
IAR
Ohio(11/13/2014)
RR
Pennsylvania(10/28/2014)
RR
South Carolina(5/3/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
