Jason M. Smith

INTEGRITY CAPITAL

Fort Wayne, IN 46802

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CRD#: 5465486

Professional summary

Jason Matthew Smith is a registered financial professional currently at INTEGRITY CAPITAL, LLC located in Fort Wayne, Indiana.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2008. Jason has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Matthew Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2025 - Present

INTEGRITY CAPITAL, LLC

Office #1: 888 S Harrison St., Suite 900, Fort Wayne, IN 46802

CRD#: 285198

Fort Wayne, IN

Past

May 7, 2020 - January 31, 2025

FIRST PALLADIUM, LLC

CRD#: 289822

FORT WAYNE, IN

Past

January 13, 2018 - March 13, 2019

NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037

CINCINNATI, OH

Past

July 1, 2014 - December 31, 2016

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

January 1, 2014 - July 2, 2014

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

INDIANAPOLIS, IN

Past

February 20, 2008 - October 16, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

INDIANAPOLIS, IN

Past

January 30, 2008 - October 16, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(5/29/2025)

Exams

State Security Law Exam

Series 63

Date: 5/29/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/15/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/13/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/27/2013

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 1/29/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INTEGRITY CAPITAL, LLC

ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC

CRD#: 285198 / SEC#: , 8-69829

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Mailing Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Phone number

(480) 321-8992

Established

Delaware since 08/05/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
INTEGRITY WEALTH, LLC	MEMBER
DENHAM, ERIC TODD	PRESIDENT	1812039
GILBREATH, WESLEY BLAKE	CHIEF FINANCIAL OFFICER	7294886
GILBREATH, WESLEY BLAKE	FINOP	7294886
GILBREATH, WESLEY BLAKE	PRINCIPAL FINANCIAL OFFICER	7294886
LEPORE, KENNETH	PRINCIPAL OPERATIONS OFFICER	1356913
LEPORE, KENNETH	CCO	1356913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason M. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Matthew Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST PALLADIUM, LLC

NAVIAN CAPITAL SECURITIES LLC

THE LEADERS GROUP, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/29/2025

Series 66

Date: 2/15/2008

Series 7TO

Date: 10/13/2023

SIE

Date: 10/1/2018

Series 6

Date: 12/27/2013

Series 7

Date: 1/29/2008

FINRA

Current Firm

INTEGRITY CAPITAL, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INTEGRITY CAPITAL, LLC

TRUST BUT VERIFY

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