Fernando Alvarado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fernando Alvarado, CFP® was a registered financial professional .
Fernando is a previously registered financial professional and started their career in finance in 2008. Fernando had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2023 - November 8, 2023
INTERNATIONAL PRIVATE WEALTH ADVISORS LLC
March 12, 2018 - July 28, 2020
OSAIC SERVICES, INC.
December 18, 2013 - April 18, 2017
TD AMERITRADE, INC.
July 14, 2011 - December 31, 2011
KEY WEST INVESTMENTS, LLC
January 14, 2008 - January 28, 2011
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
INTERNATIONAL PRIVATE WEALTH ADVISORS LLC
CRD#: 323032 / SEC#: 801-126652
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/26/2024
General Securities Representative ExaminationCurrent Firm
INTERNATIONAL PRIVATE WEALTH ADVISORS LLC
CRD#: 323032 / SEC#: 801-126652
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 862 |
| AUM (Assets Under Management) | $ 229,903,634 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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