MB
Milton S. Brown
FRANKLIN STREET ADVISORS
Chapel Hill, NC 27517-8833
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CRD#: 5464105
MB
Professional summary
Milton S Brown III, CFP®, who also goes by Milton S Brown, is a registered financial advisor currently at FRANKLIN STREET ADVISORS INC. located in Chapel Hill, North Carolina.
Milton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Milton has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Milton S Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Annie C Charters, LLC is a single member managed LLC organized primarily for the purpose of serving as a holding company for personal investments. Assets include a residential property that is used exclusively for personal use. The LLC owns a sportfishing charter boat that conducts occasional for-hire charters. On those trips, the boat is operated by a professional crew. My participation is limited to after-hours or vacation time. The LLC also owns a passive minority investor interest in an industrial building in Richmond, VA. This LLC was created approximately 13 years ago. I am not involved in the day to day management of the commercial real estate. None of these investments require a commitment of time during working/trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Milton S Brown III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 1, 2009 - Present
FRANKLIN STREET ADVISORS INC.
Office #1: 1450 Raleigh Road Suite 300, Chapel Hill, NC 27517-8833RIA
CRD#: 106275
Chapel Hill, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FS
FRANKLIN STREET ADVISORS INC.
FRANKLIN STREET ADVISORS INC. | FRANKLIN STREET ASSET MANAGEMENT, LLC | FRANKLIN STREET ADVISORS, INC.
CRD#: 106275 / SEC#: 801-39635
RIA
Registered Investment Advisory firm - (8/15/1991 Approved)North Carolina
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(6/1/2009)
IAR
Texas(2/14/2019)
Exams
Current Firm
FS
FRANKLIN STREET ADVISORS INC.
FRANKLIN STREET ADVISORS INC. | FRANKLIN STREET ASSET MANAGEMENT, LLC | FRANKLIN STREET ADVISORS, INC.
CRD#: 106275 / SEC#: 801-39635
RIA
Registered Investment Advisory firm - (8/15/1991 Approved)North Carolina
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 Raleigh Road Suite 300, Chapel Hill, NC 27517-8833
Mailing Address
Phone number
(919) 489-2600
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,613 |
| AUM (Assets Under Management) | $ 3,930,236,135 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/24/2025 | ||
| 08/28/2023 | ||
| 11/23/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FRANKLIN STREET ADVISORS INC.
CRD#: 106275Chapel Hill, NC 27517-8833TRUST BUT VERIFY
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