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JB

Jamie Richard Brown

ETF MODEL SOLUTIONS

APPLETON, WI

·CRD# 5463760·18 years registered

About Jamie

Disclosures

Contact

Videos & Posts

Professional Background

Firm Detail

Other Business Activities

More

Professional Summary

Jamie Richard Brown is a registered financial advisor currently at ETF MODEL SOLUTIONS, LLC located in Appleton, Wisconsin and ENDOWMENT WEALTH MANAGEMENT, INC. located in Appleton, Wisconsin. Jamie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jamie has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years registered in the securities industry

Current & Past Employments

Current

ETF MODEL SOLUTIONS, LLCCurrent·CRD# 168410

RIA

W6272 Communication Court, Appleton, WI 54914-8531

September 19, 2018 - Present

ENDOWMENT WEALTH MANAGEMENT, INC.Current·CRD# 108652

RIA

W6272 Communication Court, Appleton, WI 54914-8531

September 19, 2018 - Present

Past

THRIVENT INVESTMENT MANAGEMENT INC.Past·CRD# 18387

RIA

Appleton, WI

February 12, 2009 - October 21, 2014

THRIVENT INVESTMENT MANAGEMENT INC.Past·CRD# 18387

BD

Appleton, WI

February 6, 2009 - October 21, 2014

CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059

BD

Green Bay, WI

January 30, 2008 - January 21, 2009

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Current Firm

ENDOWMENT WEALTH MANAGEMENT, INC.

ENDOWMENT WEALTH MANAGEMENT, INC.

CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.

CRD#: 108652 / SEC#: 801-112413

RIA

Registered Investment Advisory firm - SEC (2/8/2018 Approved)

Illinois

Registered Investment Advisory firm - Illinois (2/23/2018 Terminated)

Minnesota

Registered Investment Advisory firm - Minnesota (12/16/2015 Terminated)

Texas

Registered Investment Advisory firm - Texas (2/26/2018 Terminated)

Wisconsin

Registered Investment Advisory firm - Wisconsin (2/27/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

W6272 Communication Court, Appleton, WI 54914-8531

Phone Number

(920) 785-6010

# of Employees

14

SEC notice filing (12 States and Territories)

Registered to provide investment advisory services in 12 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ENDOWMENT WEALTH MANAGEMENT, INC. ADV BROCHURE (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,057

AUM (Assets Under Management)

$609,222,636

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

03/2018 - PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT-RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATION COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. BROWN'S TITLE AT EWM IS SENIOR INVESTMENT OFFICER. MR. BROWN IS A SENIOR INVESTMENT OFFICER AND AN INVESTMENT ADVISOR REPRESENTATIVE AT EWM. MR. BROWN DEVOTES APPROXIMATELY 138 HOURS PER MONTH TO EWM, APPROXIMATELY 102 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. BROWN'S CONDUCTS INVESTMENT RESEARCH AND TRADING ACTIVITIES IN HIS ROLE AT EWM. 03/2018 - PRESENT: ETF MODEL SOLUTIONS, LLC. ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATION COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. BROWN'S TITLE AT ETFMS IS SENIOR INVESTMENT OFFICER. MR. BROWN IS SENIOR INVESTMENT OFFCER AND INVESTMENT ADVISOR REPRESENTIVE AT ETFMS. MR. BROWN DEVOTES APPPROXIMATELY 28 HOURS PER MONTH TO ETFMS, ABOUT 20 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. BROWN CONDUCTS INVESTMENT RESEARCH ACTIVITIES IN HIS ROLE AT ETFMS. 06/2021 - PRESENT: GLOBAL ALTERNATIVE INVESTMENT MANAGEMENT LLC ("GAIM"). GAIM IS AN INVESTMENT-RELATED BUSINESS. GAIM IS LOCATED AT W6272 COMMUNICATION COURT, APPLETON, WI 54914. GAIM IS A PRIVATE FUND MANAGER THAT RELIES ON THE INVESTMENT ADVISER REGISTRATION OF EWM. GAIM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM.MR. BROWN'S TITLE AT GAIM IS SENIOR INVESTMENT OFFICER. MR. BROWN DEVOTES APPROXIMATELY 18 HOURS PER MONTH TO GAIM, APPROXIMATLY 14 OF WHICH ARE DURING TRADING HOURS. MR. BROWN CONDUCTS INVESTMENT RESEARCH AND VALUATION ACTIVITIES IN HIS ROLE AT GAIM. 01/2004 - PRESENT: J BROWN RENTALS LLC, 1861 Jacobsen Rd Neenah, WI 54956. RESIDENTIAL DUPLEX RENTAL MEMBER IN LLC. THIS ACTIVITY IS NOT RELATED TO HIS ACTIVITIES WITH EWM, ETFMS AND GAIM. MR. BROWN DEVOTES APPROXIMATELY 1 HOUR PER MONTH TO HIS PROPERTY RENTAL ACTIVITY, NONE OF WHICH OCCUR DURING NORMAL SECURITIES TRADING HOURS. MR. BROWN'S ACTIVITIES WITH RESPECT TO THE PROPERTY RENTAL BUSINESS INCLUDE BOOKKEEPING FOR THE RENTAL ACTIVITY.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENDOWMENT WEALTH MANAGEMENT, INC.

ENDOWMENT WEALTH MANAGEMENT, INC.

CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.

CRD#: 108652 / SEC#: 801-112413

RIA

Registered Investment Advisory firm - SEC (2/8/2018 Approved)

Illinois

Registered Investment Advisory firm - Illinois (2/23/2018 Terminated)

Minnesota

Registered Investment Advisory firm - Minnesota (12/16/2015 Terminated)

Texas

Registered Investment Advisory firm - Texas (2/26/2018 Terminated)

Wisconsin

Registered Investment Advisory firm - Wisconsin (2/27/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Wisconsin
(9/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2014About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2008About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jamie Richard Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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