JB
Jamie R. Brown
ETF MODEL SOLUTIONS
APPLETON, WI 54914-8531
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CRD#: 5463760
JB
Professional summary
Jamie Richard Brown is a registered financial advisor currently at ETF MODEL SOLUTIONS, LLC located in Appleton, Wisconsin and ENDOWMENT WEALTH MANAGEMENT, INC. located in Appleton, Wisconsin.
Jamie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jamie has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
03/2018 - PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT-RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATION COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. BROWN'S TITLE AT EWM IS SENIOR INVESTMENT OFFICER. MR. BROWN IS A SENIOR INVESTMENT OFFICER AND AN INVESTMENT ADVISOR REPRESENTATIVE AT EWM. MR. BROWN DEVOTES APPROXIMATELY 138 HOURS PER MONTH TO EWM, APPROXIMATELY 102 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. BROWN'S CONDUCTS INVESTMENT RESEARCH AND TRADING ACTIVITIES IN HIS ROLE AT EWM. 03/2018 - PRESENT: ETF MODEL SOLUTIONS, LLC. ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATION COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. BROWN'S TITLE AT ETFMS IS SENIOR INVESTMENT OFFICER. MR. BROWN IS SENIOR INVESTMENT OFFCER AND INVESTMENT ADVISOR REPRESENTIVE AT ETFMS. MR. BROWN DEVOTES APPPROXIMATELY 28 HOURS PER MONTH TO ETFMS, ABOUT 20 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. BROWN CONDUCTS INVESTMENT RESEARCH ACTIVITIES IN HIS ROLE AT ETFMS. 06/2021 - PRESENT: GLOBAL ALTERNATIVE INVESTMENT MANAGEMENT LLC ("GAIM"). GAIM IS AN INVESTMENT-RELATED BUSINESS. GAIM IS LOCATED AT W6272 COMMUNICATION COURT, APPLETON, WI 54914. GAIM IS A PRIVATE FUND MANAGER THAT RELIES ON THE INVESTMENT ADVISER REGISTRATION OF EWM. GAIM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM.MR. BROWN'S TITLE AT GAIM IS SENIOR INVESTMENT OFFICER. MR. BROWN DEVOTES APPROXIMATELY 18 HOURS PER MONTH TO GAIM, APPROXIMATLY 14 OF WHICH ARE DURING TRADING HOURS. MR. BROWN CONDUCTS INVESTMENT RESEARCH AND VALUATION ACTIVITIES IN HIS ROLE AT GAIM. 01/2004 - PRESENT: J BROWN RENTALS LLC, 1861 Jacobsen Rd Neenah, WI 54956. RESIDENTIAL DUPLEX RENTAL MEMBER IN LLC. THIS ACTIVITY IS NOT RELATED TO HIS ACTIVITIES WITH EWM, ETFMS AND GAIM. MR. BROWN DEVOTES APPROXIMATELY 1 HOUR PER MONTH TO HIS PROPERTY RENTAL ACTIVITY, NONE OF WHICH OCCUR DURING NORMAL SECURITIES TRADING HOURS. MR. BROWN'S ACTIVITIES WITH RESPECT TO THE PROPERTY RENTAL BUSINESS INCLUDE BOOKKEEPING FOR THE RENTAL ACTIVITY.
CRS (Client Relationship Summary) - RIA
Click below to view Jamie Richard Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2018 - Present
ETF MODEL SOLUTIONS, LLC
Office #1: W6272 Communication Court, Appleton, WI 54914-8531RIA
CRD#: 168410
APPLETON, WI
Current
September 19, 2018 - Present
ENDOWMENT WEALTH MANAGEMENT, INC.
Office #1: W6272 Communication Court, Appleton, WI 54914-8531RIA
CRD#: 108652
APPLETON, WI
Past
February 12, 2009 - October 21, 2014
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
APPLETON, WI
Past
February 6, 2009 - October 21, 2014
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
APPLETON, WI
Past
January 30, 2008 - January 21, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
GREEN BAY, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ENDOWMENT WEALTH MANAGEMENT, INC.
CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.
CRD#: 108652 / SEC#: 801-112413
RIA
Registered Investment Advisory firm - (2/8/2018 Approved)Illinois
Registered Investment Advisory firm - (2/23/2018 Terminated)Minnesota
Registered Investment Advisory firm - (12/16/2015 Terminated)Texas
Registered Investment Advisory firm - (2/26/2018 Terminated)Wisconsin
Registered Investment Advisory firm - (2/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(9/19/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
ENDOWMENT WEALTH MANAGEMENT, INC.
CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.
CRD#: 108652 / SEC#: 801-112413
RIA
Registered Investment Advisory firm - (2/8/2018 Approved)Illinois
Registered Investment Advisory firm - (2/23/2018 Terminated)Minnesota
Registered Investment Advisory firm - (12/16/2015 Terminated)Texas
Registered Investment Advisory firm - (2/26/2018 Terminated)Wisconsin
Registered Investment Advisory firm - (2/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
W6272 Communication Court, Appleton, WI 54914-8531
Mailing Address
Phone number
(920) 785-6010
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,403 |
| AUM (Assets Under Management) | $ 427,600,085 |
Red Flags
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