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Artak Mkrtich Khayan

GREAT POINT CAPITAL
CHICAGO, IL
·CRD# 5463132·18 years experience

Professional Summary

Artak Mkrtich Khayan, who also goes by Art Khayan, Artak Khayan, is a registered financial advisor currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois. Artak is registered as a RR (Registered Representative) and started their career in finance in 2008. Artak has worked at 5 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Art Khayan, Artak Khayan

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

Current

GREAT POINT CAPITAL LLCCurrent·CRD# 114203
BD
1. 200 West Jackson Blvd. Suite 1000, Chicago, IL 606062. 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
January 2, 2018 - Present

Past

HOLD BROTHERS CAPITAL LLCPast·CRD# 151864
BD
New York, NY
January 19, 2016 - June 5, 2017
WTS PROPRIETARY TRADING GROUP LLCPast·CRD# 148117
BD
New York, NY
September 11, 2013 - February 25, 2014
WINDSOR STREET CAPITAL, LPPast·CRD# 34171
BD
New York, NY
September 21, 2011 - April 12, 2012
NEWPORT COAST SECURITIES, INC.Past·CRD# 16944
BD
New York, NY
September 18, 2008 - June 3, 2010

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Current Firm

GP
GREAT POINT CAPITAL LLC

GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: 8-53402
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Mailing Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Phone Number

(312) 356-4405

Established

Delaware since 08/17/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREAT POINT TRADING LLCMEMBER—
DEBELL, GLENN TOWNSENDCCO, SROP, AMLCO2407360
MENGIN, GABRIEL JPRESIDENT5067401
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event

13

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2009About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2008About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Artak Mkrtich Khayan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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