Brandon M. Firby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Myles Firby, who also goes by Brandon Myles Firby, Brandon Firby, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2020. Brandon had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2022 - February 26, 2024
PAULSON INVESTMENT ADVISORS, LLC
February 25, 2022 - February 26, 2024
PAULSON INVESTMENT COMPANY LLC
August 20, 2021 - March 1, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 4, 2020 - March 1, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/4/2020
General Securities Representative ExaminationCurrent Firm
PAULSON INVESTMENT ADVISORS, LLC
CRD#: 304328 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 580,312 |
Red Flags
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