Rodolfo D. Victoria
Professional summary
Rodolfo Del Rosario Victoria, who also goes by Rodolfo D VIctoria, Rodolfo Del Victoria, Rodolfo Delrosario Victoria, Rodolfo G Victoria, Rudolfo D Victoria, Rudy Victoria, Victor Victoria, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
Rodolfo is registered as a RR (Registered Representative) and started their career in finance in 2024. Rodolfo has worked at 2 firms and has passed the Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rodolfo Del Rosario Victoria's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2022 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010January 3, 2024 - August 6, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/1/2022
General Securities Representative ExaminationFINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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