PD
Paul M. Deimling
CETERA INVESTMENT ADVISERS LLC
Chicago, IL 60612
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CRD#: 5462552
PD
Professional summary
Paul Mark Deimling is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Chicago, Illinois and CETERA ADVISORS LLC located in Orland Park, Illinois.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Paul has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE:10/2020, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, AND FIXED ANNUITIES; 2.NAME OF OTHER BUSINESS: MEGENT FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2019; POSITION/TITLE/RELATIONSHIP: REGISTERED REP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: P. DEIMLING CONSULTING, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: SECURITIES DBA FOR FINACIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Paul Mark Deimling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1928 West Fulton #3, Chicago, IL 60612Office #2: 1200 Harger Road Suite 325, Oak Brook, IL 60523Office #3: 15321 S 94th Ave Ste 100, Orland Park, IL 60462RIA
CRD#: 105644
Chicago, IL
Current
May 17, 2019 - Present
CETERA ADVISORS LLC
Office #1: 15321 S 94th Ave Ste 100, Orland Park, IL 60462Office #2: 1928 West Fulton #3, Chicago, IL 60612Office #3: 1200 Harger Road Suite 325, Oak Brook, IL 60523BD
CRD#: 10299
Orland Park, IL
Past
June 19, 2020 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
September 2, 2011 - May 21, 2019
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
WARRENVILLE, IL
Past
May 12, 2008 - September 13, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
NAPERVILLE, IL
Past
December 14, 2007 - April 29, 2008
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ORLAND PARK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/12/2022)
RR
California(5/17/2019)
RR
Colorado(5/17/2019)
RR
Florida(5/17/2019)
RR
Georgia(6/9/2021)
RR
Illinois(5/17/2019)
IAR
Illinois(3/21/2024)
RR
Indiana(5/17/2019)
RR
Kansas(1/7/2020)
RR
Kentucky(2/28/2024)
RR
Maine(1/24/2024)
RR
Michigan(5/17/2019)
RR
Minnesota(5/17/2019)
RR
Missouri(8/4/2025)
RR
Nevada(9/22/2021)
RR
South Carolina(5/1/2023)
RR
Tennessee(5/17/2019)
RR
Texas(2/22/2024)
IAR
Texas(3/21/2024)
RR
Utah(1/4/2024)
RR
Washington(9/12/2025)
RR
Wisconsin(5/17/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
