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Todd M. Tolbert
CETERA INVESTMENT ADVISERS LLC
MACON, GA 31210
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CRD#: 5461222
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Professional summary
Todd Martin Tolbert is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Macon, Georgia and CETERA WEALTH SERVICES, LLC located in Macon, Georgia.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Todd has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) BOLDER INVESTMENT GROUP LLC; Investment Related; 1701 Bass Road, Ste 200, Macon, GA 31210; Financial Planner; Start Date 01/2009; 40 hours per month; Assist clients in making suitable investment and insurance choices by using profiles professional software as a planning tool. Insurance product sales and service. I do not do estate or tax planning. I do not charge a fee for the plan but I use it as a tool to assist the client in making suitable investment and insurance choices. >> BURNING TRIANGLE PRODUCTIONS; Non-Investment Related; 150 Cory Drive, Macon, GA 31210; Part Owner; Start Date 01/2018; 10 hours per month; This is my son's business, I help out, act in and finance his productions. >> GEORGIA STATE BOARD OF ACCOUNTANCY; Non-Investment Related; 200 Piedmont Avenue SE, Suite 1604 West Tower, Atlanta, GA 30334; Accounting; Board Member; Start Date 01/2021; 2 hours per month with those 2 hours per month occurring during trading hours; My duty as a board member is to license those persons seeking to enter the profession who meet the minimum legal competency standards necessary to practice and to discipline those licensees who fail to meet the legal and professional standards. Board members must apply the statutes, rules and regulations of the profession in a fair and unbiased manner and must be aware of conflicts which must be avoided.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Martin Tolbert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1701 Bass Road Suite 200, Macon, GA 31210RIA
CRD#: 105644
MACON, GA
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1701 Bass Road Suite 200, Macon, GA 31210BD
CRD#: 13572
Macon, GA
Past
February 7, 2008 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Macon, GA
Past
January 11, 2008 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Macon, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(2/20/2025)
RR
Colorado(2/20/2025)
IAR
Colorado(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
IAR
Georgia(2/20/2025)
RR
Michigan(9/8/2025)
RR
Oklahoma(2/20/2025)
RR
Pennsylvania(2/20/2025)
RR
South Carolina(2/20/2025)
RR
South Dakota(2/20/2025)
RR
Utah(2/20/2025)
RR
West Virginia(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 12/16/2009
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Macon, GA 31210TRUST BUT VERIFY
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