Theodore R. Levarda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Robert Levarda, who also goes by Theodore Levarda, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 2008. Theodore had worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2015 - March 15, 2016
CASTLE PLACEMENT, LLC
February 10, 2014 - November 6, 2015
STONECASTLE SECURITIES, LLC
September 24, 2010 - May 9, 2011
UBS FINANCIAL SERVICES INC.
December 24, 2008 - May 9, 2011
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASTLE PLACEMENT, LLC
CRD#: 189511 / SEC#: , 8-69612
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
