Michelle L. Bennett
Professional summary
Michelle Leigh Bennett, who also goes by Michelle L Bennett, Michelle Bennett, Michelle Hoffstetter, Michelle Leigh Hofstetter, Michelle Hofstetter, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Scottsdale, Arizona.
Michelle is registered as a RR (Registered Representative) and started their career in finance in 2008. Michelle has worked at 10 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michelle Leigh Bennett's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2025 - Present
VANGUARD MARKETING CORPORATION
Office #1: 14321 North Northsight Blvd., Scottsdale, AZ 85260July 27, 2021 - January 26, 2022
TD AMERITRADE, INC.
July 27, 2021 - January 26, 2022
TD AMERITRADE, INC.
October 27, 2017 - January 26, 2022
CHARLES SCHWAB & CO., INC.
October 26, 2017 - January 26, 2022
CHARLES SCHWAB & CO., INC.
March 13, 2017 - July 28, 2017
ASCENDANT ADVISORS, LLC
February 13, 2017 - July 28, 2017
NORTHERN LIGHTS DISTRIBUTORS, LLC
December 9, 2015 - February 2, 2016
FOUR PEAKS WEALTH MANAGEMENT, LLC
September 4, 2013 - September 30, 2015
LPL FINANCIAL LLC
September 4, 2013 - September 30, 2015
LPL FINANCIAL LLC
July 22, 2013 - September 9, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 18, 2013 - September 9, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 4, 2012 - April 12, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 21, 2011 - April 12, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 2, 2010 - April 26, 2011
BBVA COMPASS INVESTMENT SOLUTIONS, INC
January 22, 2008 - February 27, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/26/2025)
(6/27/2025)
(6/25/2025)
(6/30/2025)
(6/24/2025)
(6/30/2025)
(6/24/2025)
(6/26/2025)
(6/27/2025)
(6/25/2025)
(6/26/2025)
(9/12/2025)
(6/24/2025)
(7/1/2025)
(6/26/2025)
(7/17/2025)
(6/24/2025)
(6/26/2025)
(6/30/2025)
(6/26/2025)
(6/26/2025)
(8/13/2025)
(6/26/2025)
(6/27/2025)
(6/27/2025)
(8/14/2025)
(8/11/2025)
(6/24/2025)
(6/26/2025)
(6/30/2025)
(6/26/2025)
(6/26/2025)
(7/3/2025)
(7/9/2025)
(7/3/2025)
(7/2/2025)
(6/26/2025)
(6/26/2025)
(6/25/2025)
(7/21/2025)
(6/27/2025)
(6/30/2025)
(6/26/2025)
(6/26/2025)
(6/24/2025)
(6/24/2025)
(6/27/2025)
(6/30/2025)
(6/26/2025)
(6/25/2025)
(6/26/2025)
(7/2/2025)
(6/24/2025)
Exams
Series 7TO
Date: 5/27/2025
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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