RD
Ryan W. D'antonio
PURSHE KAPLAN STERLING INVESTMENTS
ALBANY, NY 12207
Some features on this profile are disabled
CRD#: 5460481
RD
Professional summary
Ryan William D'antonio MR. is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2008. Ryan has worked at 1 firm and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ryan William D'antonio MR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2008 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 80 State Street, Albany, NY 12207BD
CRD#: 35747
ALBANY, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/20/2012)
RR
Alaska(4/14/2016)
RR
Arizona(4/26/2010)
RR
Arkansas(6/14/2011)
RR
California(10/21/2009)
RR
Colorado(11/22/2011)
RR
Connecticut(4/26/2010)
RR
Delaware(4/14/2016)
RR
District of Columbia(3/20/2012)
RR
Florida(7/1/2011)
RR
Georgia(8/7/2009)
RR
Hawaii(3/27/2014)
RR
Idaho(4/14/2016)
RR
Illinois(3/20/2012)
RR
Indiana(4/14/2016)
RR
Iowa(6/10/2013)
RR
Kansas(4/14/2016)
RR
Kentucky(3/26/2013)
RR
Louisiana(3/31/2010)
RR
Maine(11/8/2011)
RR
Maryland(4/14/2016)
RR
Massachusetts(2/4/2010)
RR
Michigan(4/14/2016)
RR
Minnesota(4/14/2016)
RR
Mississippi(8/7/2009)
RR
Missouri(3/20/2012)
RR
Montana(4/14/2016)
RR
Nebraska(4/14/2016)
RR
Nevada(4/14/2016)
RR
New Hampshire(4/14/2016)
RR
New Jersey(4/23/2010)
RR
New Mexico(4/14/2016)
RR
New York(11/3/2008)
RR
North Carolina(3/26/2013)
RR
North Dakota(4/14/2016)
RR
Ohio(3/20/2012)
RR
Oklahoma(6/10/2013)
RR
Oregon(4/14/2016)
RR
Pennsylvania(4/13/2011)
RR
Rhode Island(2/12/2013)
RR
South Carolina(6/14/2011)
RR
South Dakota(11/12/2013)
RR
Tennessee(3/20/2012)
RR
Texas(9/8/2009)
RR
Utah(4/14/2016)
RR
Vermont(4/14/2016)
RR
Virginia(4/14/2016)
RR
Washington(3/20/2012)
RR
West Virginia(4/14/2016)
RR
Wisconsin(11/8/2011)
RR
Wyoming(4/14/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PK
PURSHE KAPLAN STERLING INVESTMENTS
PURSHE KAPLAN STERLING INVESTMENTS | SARATOGA 21ST, LTD. | PURSHE KAPLAN STERLING INVESTMENTS, INC.
CRD#: 35747 / SEC#: , 8-46844
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
80 State Street, Albany, NY 12207
Mailing Address
80 State Street, Albany, NY 12207
Phone number
(518) 436-3536
Established
New York since 12/16/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747Albany, NY 12207TRUST BUT VERIFY
Monitor Ryan D'antonio
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
